BAKER STREET PRIVATE WEALTH, LLC
Legal name: BAKER STREET PRIVATE WEALTH
CRD #142073 SEC #801-67277 SAN FRANCISCO, CA 415-344-6177
SEC Registered
Total AUM
$4M
Discretionary
$4M
Employees
5
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FINE, EDWARD, HUGGINS | I | DIRECTOR | NA | |
| FINE, EDWARD, HUGGINS | I | DIRECTOR | NA | |
| FINE, EDWARD, HUGGINS | I | DIRECTOR | NA | |
| THALMAN, ANN, COOK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| THALMAN, ANN, COOK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLIN, JEFFREY, WAYNE | I | MANAGING MEMBER | C | Control |
| COLIN, JEFFREY, WAYNE | I | MANAGING MEMBER | C | Control |
| HERSHNER, THOMAS, LAWRENCE | I | PARTNER | C | Control |
| HERSHNER, THOMAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HERSHNER, THOMAS, LAWRENCE | I | PARTNER | C | Control |
| HERSHNER, THOMAS, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| VANDENAKKER, MICHAEL | I | PARTNER | C | Control |
| VANDENAKKER, MICHAEL | I | PARTNER | C | Control |
| WILKENS, CHRISTOPHER, JOHN | I | PARTNER | C | Control |
| WILKENS, CHRISTOPHER, JOHN | I | PARTNER | C | Control |
| COLIN, JEFFREY, WAYNE | I | MANAGING MEMBER | B | Control |
| COLIN, JEFFREY, WAYNE | I | MANAGING MEMBER | B | Control |
| HERSHNER, THOMAS, LAWRENCE | I | PARTNER | B | Control |
| HERSHNER, THOMAS, LAWRENCE | I | PARTNER | B | Control |
| VANDENAKKER, MICHAEL | I | PARTNER | B | Control |
| VANDENAKKER, MICHAEL | I | PARTNER | B | Control |
| WILKENS, CHRISTOPHER, JOHN | I | PARTNER | B | Control |
| WILKENS, CHRISTOPHER, JOHN | I | PARTNER | B | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (2)
CA OR
Address
50 FREMONT STREET17TH FLOOR
SAN FRANCISCO, CA 94105
USA
Phone: 415-344-6177