COLLABORATIVE WEALTH MANAGEMENT, INC.
Legal name: COLLABORATIVE WEALTH
CRD #142106 SEC #801-80100 LAKE MARY, FL 407-792-3336
SEC Registered
Total AUM
$564M
Discretionary
$517.7M
Employees
13
Clients
10
Accounts
1,810
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RODERICK, BARRY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RODERICK, BARRY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RODERICK, BARRY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RODERICK, BARRY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RODERICK, BARRY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RODERICK, BARRY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICKNEY, SANDRA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
| JUSTICE, CHAD, RICHMOND | I | CEO | E | Control |
Registrations
Federal
IA
Jan 29, 2025 REGISTERED
Notice Filings (20)
AL AR AZ CA CT FL GA IN KS LA MD ME MN NC NH NY OR TN TX VA
Address
972 INTERNATIONAL PARKWAYLAKE MARY, FL 32746
United States
Phone: 407-792-3336