TRANSPARENT VALUE ADVISORS, LLC

CRD #142117 SEC #801-67722 NEW YORK, NY 212-918-8711

SEC Registered

Total AUM

$80M

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
ARUS, ARMEN	I	CHIEF EXECUTIVE OFFICER	NA	Control
CASEY, SEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CASEY, SEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CASEY, SEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CASEY, SEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHOI, SANDY, SUH MOON	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHOI, SANDY, SUH MOON	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHOI, SANDY, SUH MOON	I	CHIEF COMPLIANCE OFFICER	NA	Control
EWING, PETER, KENT	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
KHAYUTIN, GENNADIY	I	SENIOR MANAGING DIRECTOR	NA	Control
KOSKI, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
KOSKI, JULIAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARK, JOANNE, JUNGMIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
REZAK, ADAM, MARC	I	CHIEF COMPLIANCE OFFICER	NA	Control
REZAK, ADAM, MARC	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SHARAFF, FARHAN	I	CHIEF INVESTMENT OFFICER	NA	Control
SMERKOVITZ, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
SMERKOVITZ, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER	NA	Control
SWIFT, ELISSA, SHOSHANA	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
SWIFT, ELISSA, SHOSHANA	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
TRANSPARENT VALUE, LLC	DE	OWNER	E	Control
PLANTUM INVESTMENTS	FE	MEMBER	C	Control
PLANTUM INVESTMENTS LTD	FE	MEMBER	C	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	A	Control
ARUS, ARMEN	I	CO-CHIEF EXECUTIVE OFFICER	A	Control
JAM CAPITAL ASSOCIATES, LLC	DE	MEMBER	A
JAM CAPITAL ASSOCIATES, LLC	DE	MEMBER	A
SMERKOVITZ, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
SMERKOVITZ, JULIAN	I	PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
GUGGENHEIM TRANSPARENT VALUE, LLC	DE	TRANSPARENT VALUE, LLC	E	Control
PEARLMAN, LEONARD	I	JAM CAPITAL ASSOCIATES LLC	E	Control
PEARLMAN, LEONARD	I	JAM CAPITAL ASSOCIATES LLC	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
DESAI, PRITESH	I	PLANTUM INVESTMENTS LTD	D	Control
DESAI, PRITESH	I	PLANTUM INVESTMENTS LTD	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
GPFT HOLDO, LLC	DE	GUGGENHEIM TRANSPARENT VALUE, LLC	D	Control
CUNNINGHAM-DAVIS, JAMES	I	PLANTUM INVESTMENTS LTD	C	Control
CUNNINGHAM-DAVIS, JAMES	I	PLANTUM INVESTMENTS LTD	C	Control
PLANTUM INVESTMENTS LTD.	FE	PLANTUM INVESTMENTS LTD.	C	Control
PLANTUM INVESTMENTS LTD.	FE	TRANSPARENT VALUE, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

Mar 30, 2016 REGISTERED

Notice Filings (1)

Address

330 MADISON AVENUE
NEW YORK, NY 10017
United States

Phone: 212-918-8711