TLA CAPITAL MANAGEMENT, LLC
CRD #142135 SEC #801-107420 REDWOOD SHORES, CA (650) 610-9368
SEC Registered
Total AUM
$115M
Discretionary
$115M
Employees
4
Clients
--
Accounts
271
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| CHA, JOHN, JOON-SANG | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 22, 2017 REGISTERED
Notice Filings (4)
CA HI NH TX
Address
3 LAGOON DRIVESUITE 150
REDWOOD SHORES, CA 94065
United States
Phone: (650) 610-9368