DOUGHERTY & ASSOCIATES, LLC
Legal name: DOUGHERTY INVESTMENT ADVISORS
CRD #142284 SEC #801-132948 SPRING HILL, FL (352) 238-6411
SEC Registered
Total AUM
$113.9M
Discretionary
$113.9M
Employees
4
Clients
1
Accounts
420
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Dougherty, Seann, Archer | I | CCO | NA | |
| Dougherty, Seann, Archer | I | CCO | NA | |
| Dougherty, Seann, Archer | I | CCO | NA | |
| DOUGHERTY, JOHN, ARCHER | I | MANAGING MEMBER | E | Control |
| DOUGHERTY, JOHN, ARCHER | I | MANAGING MEMBER | E | Control |
| DOUGHERTY, JOHN, ARCHER | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Sep 16, 2025 REGISTERED
Notice Filings (3)
AL FL TX
Address
4048 DELTONA BLVD.SPRING HILL, FL 34606
United States
Phone: (352) 238-6411