DRG INVESTMENT ADVISORY SERVICES, LLC
CRD #142293 SEC #801-67268 KALAMAZOO, MI 269-381-1788
SEC Registered
Total AUM
$75M
Discretionary
$75M
Employees
1
Clients
0
Accounts
214
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIFFIN, DAVID, ROBERT | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| GIFFIN, DAVID, ROBERT | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| GIFFIN, DAVID, ROBERT | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| GIFFIN, DAVID, ROBERT | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| GIFFIN, DAVID, ROBERT | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 24, 2012 REGISTERED
Notice Filings (3)
FL MI OH
Address
151 ROSE STREETSUITE 623
KALAMAZOO, MI 49007
United States
Phone: 269-381-1788