RIA Intelligence

QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC

CRD #142333 SEC #801-67287 NEW YORK, NY 212-886-9200
SEC Registered
Total AUM
$8.9B
Discretionary
$5.2B
Employees
57
Clients
--
Accounts
31

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
MARCH
Registration Date
--
Latest Filing
Dec 16, 2015
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAIN, PETER, LANNINGIDIRECTORNA Control
BAIN, PETER, LANNINGIDIRECTORNA Control
BAIN, PETER, LANNINGIDIRECTORNA Control
BAIN, PETER, LANNINGIDIRECTORNA Control
BAIN, PETER, LANNINGIDIRECTORNA Control
BAIN, PETER, LANNINGIDIRECTORNA Control
BAIN, PETER, LANNINGIDIRECTORNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
BLEIBERG, STEVEN, DAVIDIPRESIDENT, CHIEF INVESTMENT OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CAMPAGNA, JANET, CAROLIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
CHANNEN, PHILIP, EDWARDICHIEF COMPLIANCE OFFICERNA Control
CHANNEN, PHILIP, EDWARDICHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
CHANNEN, PHILIP, EDWARDICHIEF COMPLIANCE OFFICERNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DALEY, CHARLES, JAMESIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIDIRECTORNA Control
DUCKER, STEVEN, ROSSICHIEF COMPLIANCE OFFICERNA Control
DUCKER, STEVEN, ROSSICHIEF COMPLIANCE OFFICERNA Control
DUCKER, STEVEN, ROSSICHIEF COMPLIANCE OFFICERNA Control
DUCKER, STEVEN, ROSSICHIEF COMPLIANCE OFFICERNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
HOLMAN, DANIEL, JAMESICHIEF OPERATING OFFICERNA Control
HOLMAN, DANIEL, JAMESICHIEF OPERATING OFFICERNA Control
HOLMAN, DANIEL, JAMESICHIEF OPERATING OFFICERNA Control
HOLMAN, DANIEL, JAMESICHIEF OPERATING OFFICERNA Control
HOLMAN, DANIEL, JAMESICHIEF OPERATING OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
JENSEN, FRED, STEVENICHIEF COMPLIANCE OFFICERNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFICHIEF EXECUTIVE OFFICERNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
KENNEY, JOHN, DUFFIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LAROCQUE, JOSEPH, PATRICKIDIRECTORNA Control
LEVIN, RICHARD, DANIELICHIEF COMPLIANCE OFFICERNA Control
LEVIN, RICHARD, DANIELICHIEF COMPLIANCE OFFICERNA Control
LEVIN, RICHARD, DANIELICHIEF COMPLIANCE OFFICERNA Control
LEVIN, RICHARD, DANIELICHIEF COMPLIANCE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
LIN, YUWEI, WAYNEICHIEF ADMINISTRATIVE OFFICERNA Control
MANNING, BARBARA, BROOKEICHIEF COMPLIANCE OFFICERNA Control
MANNING, BARBARA, BROOKEICHIEF COMPLIANCE OFFICERNA Control
MANNING, BARBARA, BROOKEICHIEF COMPLIANCE OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MCGUIRE, THERESAICHIEF FINANCIAL OFFICERNA Control
MERCHANT, THOMAS, CLIFTONIDIRECTORNA Control
MERCHANT, THOMAS, CLIFTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NACHTWEY, PETER, HAMILTONIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NATTANS, JEFFREY, ALLENIDIRECTORNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
NORMAN, JAMES, HAYDENIDIRECTOR AND PRESIDENTNA Control
ODENATH, DAVID, ROEHNERIDIRECTORNA Control
ODENATH, DAVID, ROEHNERIDIRECTORNA Control
ODENATH, DAVID, ROEHNERIDIRECTORNA Control
ODENATH, DAVID, ROEHNERIDIRECTORNA Control
ODENATH, DAVID, ROEHNERIDIRECTORNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICER AND TREASURERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICERNA Control
ROSE, THOMAS, GORDONICHIEF FINANCIAL OFFICER AND TREASURERNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
WANG, ROBERT, YU MINGICHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO IMPLEMENTATIONNA Control
WANG, ROBERT, YU MINGICHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATIONNA Control
WANG, ROBERT, YU MINGICHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATIONNA Control
WILLIAMS, VANESSA, ANNICHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
LEGG MASON, INC.DESOLE MEMBERE Control

Registrations

Federal

IA
Dec 16, 2015 REGISTERED

Notice Filings (1)

CT

Address

880 THIRD AVENUE
7TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-886-9200