RIA Intelligence

AVIANCE CAPITAL MANAGEMENT, LLC

CRD #142367 SEC #801-67399 SARASOTA, FL 941-724-8660
SEC Registered
Total AUM
$794.1M
Discretionary
$781.8M
Employees
6
Clients
--
Accounts
10,278

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 10, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DVORCHAK, GARY, THOMASISENIOR PORTOLIO MANAGERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICER AND GENERAL COUNSELNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERNA Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTD Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTD Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTD Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTD Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTD Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTD Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOD Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOD Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOD Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOD Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOD Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOD Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERC Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERC Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERC Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERC Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTC Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTC Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTC Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERC Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERC Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERC Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERC Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOC Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOC Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOC Control
DIXON, MICHAEL, JIMEMBERC Control
DIXON, MICHAEL, JIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
DIXON, MICHAEL, JOHNIMEMBERC Control
FTIA HOLDINGS, LLCDEMEMBERC
FTIA HOLDINGS, LLCDEMEMBERC
FTIA HOLDINGS, LLCDEMEMBERC
FTIA HOLDINGS, LLCDEMEMBERC
FTIA HOLDINGS, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
GLOBAL FINANCIAL PRIVATE CAPITAL, LLCDEMEMBERC
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBERB Control
BERTELSEN, CHRISTIAN, CAMERONIMEMBER AND PRESIDENTB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICER / MEMBERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICER / MEMBERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICERB Control
BERTELSEN, EDWARD, CHRISTIANICHIEF COMPLIANCE OFFICER / MEMBERB Control
BERTELSEN, EDWARD, CHRISTIANICOO / MEMBERB Control
BERTELSEN, EDWARD, CHRISTIANIMANAGING MEMBER AND CEOB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DIXON, MICHAEL, JOHNIMEMBERB Control
DVORCHAK, GARY, THOMASISENIOR PORTOLIO MANAGERB Control
DVORCHAK, GARY, THOMASISENIOR PORTOLIO MANAGERB Control
DVORCHAK, GARY, THOMASISENIOR PORTOLIO MANAGERB Control
DVORCHAK, GARY, THOMASISENIOR PORTOLIO MANAGERB Control
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
FTIA HOLDINGS, LLCDEMEMBERB
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERB Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERB Control
Koncick, Teresa, AICHIEF COMPLIANCE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
FTIA MANAGEMENT, LLCDEFTIA HOLDINGS, LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
THE CHARGER CORPORATIONDEFIRST TRUST CAPITAL PARTNERS LLCF Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
BOWEN, JAMES, ALLENIAJM VENTURES, LLCE
BOWEN, JAMES, ALLENIAJM VENTURES, LLCE
BOWEN, JAMES, ALLENIAJM VENTURES, LLCE
BOWEN, JAMES, ALLENIAJM VENTURES, LLCE
BOWEN, JAMES, ALLENIAJM VENTURES, LLCE
BOWEN, JAMES, ALLENIAJM VENTURES, LLCE
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTIA HOLDINGS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
GRACE PARTNERS OF DUPAGE, L.P.DEFIRST TRUST CAPITAL PARTNERS, LLCE Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
DIXON, MICHAEL, JOHNIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
FRAZIER, GEOFFREY, ALLENIGLOBAL FINANCIAL PRIVATE CAPITAL, LLCD Control
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
THE JUDITH M. VANKAMPEN INTANGIBLES TRUSTDETHE CHARGER CORPORATIOND
VANKAMPEN-PIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPEN-PIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPEN-PIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPEN-PIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPEN-PIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPEN-PIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPENPIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
VANKAMPENPIERRE, KARLA, MARLEEITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC
WISEN, KRISTEN, JOYITHE CHARGER CORPORATIONC

Registrations

Federal

IA
Apr 10, 2019 REGISTERED

Notice Filings (8)

AZ CA FL MI MO NJ NY OH

Address

1549 RINGLING BOULEVARD
SUITE 510
SARASOTA, FL 34236
United States
Phone: 941-724-8660