TOPOS LLC
CRD #142413 SEC #801-68853 STAMFORD, CT 203-569-7761
SEC Registered
Total AUM
$825K
Discretionary
$825K
Employees
10
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GROZ, MARC, MICHAEL | I | MANAGING MEMBER | C | Control |
| RATHGEBER, JEFFREY, KENNETH | I | CHIEF FINANCIAL OFFICER | B | Control |
| TEJ INVESTORS LLC | DE | MEMBER | B | |
| TOPOS PARTNERS LLC | DE | MEMBER | B |
Registrations
Federal
IA
Feb 5, 2008 REGISTERED
Notice Filings (2)
CT MN
Address
1 LANDMARK SQUARESUITE 828
STAMFORD, CT 06901-2673
USA
Phone: 203-569-7761