AQUA TERRA ASSET MANAGEMENT LLC
CRD #142415 SEC #801-67295 WEST CONSHOHOCKEN, PA 610-832-5214
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 20, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHUFF, JOHN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| CHUFF, JOHN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| CHUFF, JOHN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| CHUFF, JOHN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| RIVKIN, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVKIN, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVKIN, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVKIN, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVKIN, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| WEIGAND, DALE, ROBERT | I | TREASURER | NA | |
| YOHANNAN, YANCY, "NMN" | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOHANNAN, YANCY, "NMN" | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOHANNAN, YANCY, "NMN" | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BOENNING & SCATTERGOOD HOLDINGS, INC. | DE | MANAGING MEMBER | D | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BRENNAN, WILLIAM, SHAWN | I | PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | E | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | E | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
| SCATTERGOOD, HAROLD, FRANCIS | I | BOENNING & SCATTERGOOD HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Apr 20, 2007 REGISTERED
Notice Filings (1)
PA
Address
FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVESUITE 300
WEST CONSHOHOCKEN, PA 19428
USA
Phone: 610-832-5214