CAPROCK CAPITAL, LLC
CRD #142433 SEC #801-71297 DALLAS, TX 972-290-0288
SEC Registered
Total AUM
$125.5M
Discretionary
$0
Employees
3
Clients
0
Accounts
31
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEDMAN, BENJAMIN, KENNETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, BENJAMIN, KENNETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, MARK, EVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, MARK, EVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, MARK, EVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PUSTMUELLER, JENNIFER, PAGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JERRY, VERNIE | I | MEMBER | E | Control |
| SMITH, JERRY, VERNIE | I | MEMBER | E | Control |
| SMITH, JERRY, VERNIE | I | MEMBER | E | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| MITCHELL, MARK, EVAN | I | MEMBER AND PRESIDENT | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
| SMITH, JERRY, VERNIE | I | INACTIVE MEMBER | D | Control |
Registrations
Federal
IA
Mar 25, 2013 REGISTERED
Notice Filings (1)
TX
Address
17480 DALLAS PARKWAY211
DALLAS, TX 75287
United States
Phone: 972-290-0288