CONSTELLATION WEALTH ADVISORS LLC
CRD #142502 SEC #801-67762 NEW YORK, NY 212-697-2500
SEC Registered Broker-Dealer Private Funds
Total AUM
$4.6B
Discretionary
$3.4B
Employees
34
Clients
101
Accounts
3,680
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 21, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIFAZIO, ROBERT K | I | GEN. SEC. PRINCIPAL AND HEAD OF EQUITIES | NA | Control |
| DIFAZIO, ROBERT K | I | GEN. SEC. PRINCIPAL AND HEAD OF EQUITIES | NA | Control |
| DIFAZIO, ROBERT K | I | GEN. SEC. PRINCIPAL AND HEAD OF EQUITIES | NA | Control |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MYLES JOSHUA IV | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANK, PHILIP THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANK, PHILIP THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANK, PHILIP THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANK, PHILIP THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANK, PHILIP THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GOLDSTEIN, JON MICHAEL | I | CO-CEO | NA | Control |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| GORCZAKOWSKI, ROBERT MICHAEL | I | CFO AND FINOP | NA | |
| HEINZERLING, WILLIAM | I | GEN. SEC. PRINC. & HEAD OF FIXED INCOME | NA | Control |
| HEINZERLING, WILLIAM | I | GEN. SEC. PRINC. & HEAD OF FIXED INCOME | NA | Control |
| HEINZERLING, WILLIAM | I | GEN. SEC. PRINC. & HEAD OF FIXED INCOME | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, ROBERT EMMETT | I | MANAGER/CEO/GEN. SEC. PRINCIPAL | NA | Control |
| MOORE, ROBERT EMMETT | I | MANAGER/CEO/GEN. SEC. PRINCIPAL | NA | Control |
| MOORE, ROBERT EMMETT | I | MANAGER/CEO/GEN. SEC. PRINCIPAL | NA | Control |
| PIKOWSKI, STEVEN EDWARD | I | CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL | NA | |
| PIKOWSKI, STEVEN EDWARD | I | CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL,SROP/CROP(10/2007) | NA | |
| PIKOWSKI, STEVEN EDWARD | I | CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL | NA | |
| PIKOWSKI, STEVEN EDWARD | I | CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL,SROP/CROP(10/2007) | NA | |
| STOLTZ, MARC HAROLD | I | FINOP AND CFO | NA | |
| STOLTZ, MARC HAROLD | I | FINOP AND CFO | NA | |
| STOLTZ, MARC HAROLD | I | FINOP AND CFO | NA | |
| STOLTZ, MARC HAROLD | I | FINOP AND CFO | NA | |
| STOLTZ, MARC HAROLD | I | FINOP AND CFO | NA | |
| TRAMONTANO, PAUL ERIC | I | CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| TRAMONTANO, PAUL ERIC | I | CO-CEO | NA | Control |
| CAPRIO MANAGEMENT LLC | DE | MEMBER | E | Control |
| CAPRIO MANAGEMENT LLC | DE | MEMBER | E | Control |
| CAPRIO MANAGEMENT LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| CWA HOLDINGS, LLC | DE | MEMBER | E | Control |
| TRAMONTANO, PAUL ERIC | I | CEO | D | Control |
| KATZMAN, SAM | I | CHIEF INVESTMENT OFFICER | C | Control |
| CAPRIO MANAGEMENT LLC | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| GOLDSTEIN, JON MICHAEL | I | CWA HOLDINGS LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | F | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | D | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | D | Control |
| TRAMONTANO, PAUL ERIC | I | CWA HOLDINGS, LLC | D | Control |
| DIFAZIO, ROBERT K | I | CAPRIO MANAGEMENT LLC | C | Control |
| DIFAZIO, ROBERT K | I | CAPRIO MANAGEMENT LLC | C | Control |
| DIFAZIO, ROBERT K | I | CAPRIO MANAGEMENT LLC | C | Control |
| HEINZERLING, WILLIAM | I | CAPRIO MANAGEMENT LLC | C | Control |
| HEINZERLING, WILLIAM | I | CAPRIO MANAGEMENT LLC | C | Control |
| HEINZERLING, WILLIAM | I | CAPRIO MANAGEMENT LLC | C | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | C | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | C | Control |
| KATZMAN, SAM | I | CWA HOLDINGS, LLC | C | Control |
| MOORE, ROBERT EMMETT | I | CAPRIO MANAGEMENT LLC | C | Control |
| MOORE, ROBERT EMMETT | I | CAPRIO MANAGEMENT LLC | C | Control |
| MOORE, ROBERT EMMETT | I | CAPRIO MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Jan 21, 2014 REGISTERED
Notice Filings (37)
AZ CA CO CT DC DE FL GA ID IL LA MA MD MI MN MO MT NC NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA
Address
505 FIFTH AVE19TH FLOOR
NEW YORK, NY 10017-3808
United States
Phone: 212-697-2500