RIA Intelligence

SOHO FINANCIAL SERVICES LLC

CRD #142510 SEC #801-67481 HENDERSON, NV 775-298-4879
SEC Registered
Total AUM
$46M
Discretionary
$46M
Employees
1
Clients
1
Accounts
82

Firm Details

Organization Type
Limited Liability Company
State of Formation
Nevada
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FIELDS, THOMAS, WILLONIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERNA Control
FIELDS, THOMAS, WILLONIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, TIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
TROISE, FRANK, THOMASIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
FMB WEALTH MANAGEMENTDEMEMBERE Control
FMB WEALTH MANAGEMENTDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
SOHO CAPITAL LLCDEMEMBERE Control
BRASWELL, MARION, MIKIIMEMBER, SECRETARYD Control
TROISE, FRANK, THOMASIPRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FIELDS, DEBRA, ANNETTEIFMB WEALTH MANAGEMENT, INC.E Control
FIELDS, DEBRA, ANNETTEIFMB WEALTH MANAGEMENT, INC.E Control
FIELDS, THOMAS, WILLONIFMB WEALTH MANAGEMENT, INC.E Control
FIELDS, THOMAS, WILLONIFMB WEALTH MANAGEMENT, INC.E Control
TROISE, FRANK, TISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
TROISE, FRANK, THOMASISOHO CAPITAL LLCE Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control
BRASWELL, MARION, MIKIISOHO CAPITAL LLCC Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (3)

CA NV WA

Address

2500 ANTHEM VILLAGE DRIVE
HENDERSON, NV 89052
United States
Phone: 775-298-4879