ALLEGIANCE ADVISORS, LLC
CRD #142517 SEC #801-67326 HUNTINGTON BEACH, CA 714-374-5485
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POPOF, ALEXANDER, LAWRENCE | I | MGMT. COMMITTEE | NA | Control |
| POPOF, ALEXANDER, LAWRENCE | I | MGMT. COMMITTEE | NA | Control |
| POPOF, ALEXANDER, LAWRENCE | I | MGMT. COMMITTEE | NA | Control |
| POPOF, ALEXANDER, LAWRENCE | I | MGMT. COMMITTEE | NA | Control |
| TORLINE, MARK, GREGORY | I | MGMT. COMMITTEE | NA | Control |
| TORLINE, MARK, GREGORY | I | MGMT. COMMITTEE | NA | Control |
| TORLINE, MARK, GREGORY | I | MGMT. COMMITTEE | NA | Control |
| TORLINE, MARK, GREGORY | I | MGMT. COMMITTEE | NA | Control |
| ALLEGIANCE INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| ALLEGIANCE INVESTMENT MANAGEMENT, LLC | DE | MEMBER, MANAGER | D | Control |
| ALLEGIANCE INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| ALLEGIANCE INVESTMENT MANAGEMENT, LLC | DE | MEMBER | D | Control |
| DEMICHELE, JOSEPH, FRANCIS | I | MGMT. COMMITTEE | C | Control |
| DEMICHELE, JOSEPH, FRANCIS | I | MGMT. COMMITTEE | C | Control |
| DEMICHELE, JOSEPH, FRANCIS | I | MGMT. COMMITTEE | C | Control |
| DEMICHELE, JOSEPH, FRANCIS | I | MGMT. COMMITTEE | C | Control |
| HEWLETT, DUANE, CRAIG | I | MEMBER | A | Control |
| HEWLETT, DUANE, CRAIG | I | MEMBER | A | Control |
| HEWLETT, DUANE, CRAIG | I | MEMBER | A | Control |
| YANG, JIE | I | MEMBER | A | Control |
| YANG, JIE | I | MEMBER | A | Control |
| YANG, JIE | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLEGIANCE CAPITAL INC | DE | ALLEGIANCE INVESTMENT MANAGEMENT, LLC | C | Control |
| ALLEGIANCE CAPITAL INC | DE | ALLEGIANCE INVESTMENT MANAGEMENT, LLC | C | Control |
| ALLEGIANCE CAPITAL INC | DE | ALLEGIANCE INVESTMENT MANAGEMENT, LLC | C | Control |
| ALLEGIANCE CAPITAL INC | DE | ALLEGIANCE INVESTMENT MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (1)
CA
Address
300 PACIFIC COAST HIGHWAY,STE 305
HUNTINGTON BEACH, CA 92648
USA
Phone: 714-374-5485