RIA Intelligence

FOREPOINT CAPITAL MANAGEMENT, LLC

CRD #142549 SEC #801-67425 CHARLOTTE, NC 704-927-4250
SEC Registered
Total AUM
$701.6M
Discretionary
$441.6M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
MARCH
Registration Date
--
Latest Filing
May 11, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERNSTEIN, ROBERT, IANIDIRECTORNA Control
BERNSTEIN, ROBERT, IANIDIRECTORNA Control
BERNSTEIN, ROBERT, IANIDIRECTORNA Control
BERNSTEIN, ROBERT, IANIDIRECTORNA Control
BERNSTEIN, ROBERT, IANIDIRECTORNA Control
BYRD, BRETT, ALANICHIEF COMPLIANCE OFFICERNA Control
BYRD, BRETT, ALANICHIEF COMPLIANCE OFFICERNA Control
BYRD, BRETT, ALANICHIEF COMPLIANCE OFFICERNA Control
BYRD, BRETT, ALANICHIEF COMPLIANCE OFFICERNA Control
BYRD, BRETT, ALANICHIEF COMPLIANCE OFFICERNA Control
COONEY, ANDREW, SEANIPRINCIPLENA Control
COONEY, ANDREW, SEANIPRINCIPALNA Control
COONEY, ANDREW, SEANIPRINCIPALNA Control
COONEY, ANDREW, SEANIPRINCIPLENA Control
COONEY, ANDREW, SEANIPRINCIPLENA Control
KUEH, TAN, YUANIDIRECTORNA Control
KUEH, TAN, YUANIDIRECTORNA Control
KUEH, TAN, YUANIDIRECTORNA Control
KUEH, TAN, YUANIDIRECTORNA Control
KUEH, TAN, YUANIDIRECTORNA Control
MCADAMS, MICHAEL, PETERIDIRECTORNA Control
MCADAMS, MICHAEL, PETERIDIRECTORNA Control
MCADAMS, MICHAEL, PETERIDIRECTORNA Control
MCADAMS, MICHAEL, PETERIDIRECTORNA Control
MCADAMS, MICHAEL, PETERIDIRECTORNA Control
PRICE, MICHAELIDIRECTORNA Control
PRICE, MICHAELIDIRECTORNA Control
PRICE, MICHAELIDIRECTORNA Control
PRICE, MICHAELIDIRECTORNA Control
PRICE, MICHAELIDIRECTORNA Control
YATES, OLIVER, TENNANTIDIRECTORNA Control
YATES, OLIVER, TENNANTIDIRECTORNA Control
YATES, OLIVER, TENNANTIDIRECTORNA Control
YATES, OLIVER, TENNANTIDIRECTORNA Control
YATES, OLIVER, TENNANTIDIRECTORNA Control
MIHI LLCDEOWNERD Control
MIHI LLCDEOWNERD Control
MIHI LLCDEOWNERD Control
MIHI LLCDEOWNERD Control
MIHI LLCDEOWNERD Control
CARDINAL POINT INVESTORS, LLCDEOWNERC Control
CARDINAL POINT INVESTORS, LLCDEOWNERC Control
CARDINAL POINT INVESTORS, LLCDEOWNERC Control
FOREPOINT INVESTORS, LLCDEOWNERC Control
FOREPOINT INVESTORS, LLCDEOWNERC Control
SOCCORSO, EDWARD, FRANCISIPRINCIPLEA Control
SOCCORSO, EDWARD, FRANCISIPRINCIPALA Control
SOCCORSO, EDWARD, FRANCISIPRINCIPALA Control
SOCCORSO, EDWARD, FRANCISIPRINCIPLEA Control
SOCCORSO, EDWARD, FRANCISIPRINCIPLEA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FOUR CORNERS INVESTMENT ADVISORS, LLCDECARDINAL POINT INVESTORS, LLCE Control
FOUR CORNERS INVESTMENT ADVISORS, LLCDEFOREPOINT INVESTORS, LLCE Control
FOUR CORNERS INVESTMENT ADVISORS, LLCDEFOREPOINT INVESTORS, LLCE Control
FOUR CORNERS INVESTMENT ADVISORS, LLCDECARDINAL POINT INVESTORS, LLCE Control
FOUR CORNERS INVESTMENT ADVISORS, LLCDECARDINAL POINT INVESTORS, LLCE Control
MACQUARIE BANK LIMITEDFEMACQUARIE EQUITY (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDE Control
MACQUARIE CAPITAL GROUP PTY LTDFEMACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTDE Control
MACQUARIE CAPITAL GROUP PTY LTDFEMACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTDE Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTDFEMACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDE Control
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTDFEMACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDE Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDFEMACQUARIE HOLDINGS (USA) INC.E Control
MACQUARIE FINANCIAL HOLDINGS LIMITEDFEMACQUARIE CAPITAL GROUP PTY LTDE Control
MACQUARIE FINANCIAL HOLDINGS LIMITEDFEMACQUARIE CAPITAL GROUP PTY LTDE Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDFEMACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDFEMACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDFEMACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDFEMACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDE Control
MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDFEMACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDE Control
MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTDFEMACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE FINANCIAL HOLDINGS LIMITEDE Control
MACQUARIE GROUP LIMITEDFEMACQUARIE FINANCIAL HOLDINGS LIMITEDE Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control
MACQUARIE HOLDINGS (USA) INC.DEMIHI LLCE Control

Registrations

Federal

IA
May 11, 2007 REGISTERED

Notice Filings (1)

NC

Address

227 WEST TRADE STREET, SUITE 1980
CHARLOTTE, NC 28202
USA
Phone: 704-927-4250