RIA Intelligence

SENTRY GLOBAL ADVISORS, LLC

CRD #142578 SEC #801-67371 SAN FRANCISCO, CA 415-229-9000
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GULARTE, JULIE, THERESEICHIEF COMPLIANCE OFFICERNA Control
GULARTE, JULIE, THERESEICHIEF COMPLIANCE OFFICERNA Control
ROOT, LEON, ARTHURIMANAGING MEMBER, CFONA Control
ROOT, LEON, ARTHURIMANAGING MEMBER, CHIEF FINANCIAL OFFICERNA Control
DIRICKSON, RICHARD, EDWARDIMANAGING MEMBERE Control
DIRICKSON, RICHARD, EDWARDIMANAGING MEMBERE Control

Registrations

Federal

IA
Mar 27, 2007 REGISTERED

Notice Filings (1)

CA

Address

100 PINE STREET
SUITE 2700
SAN FRANCISCO, CA 94111
USA
Phone: 415-229-9000