RIA Intelligence

FOUR PONDS FINANCIAL PLANNING LLC

Legal name: FOUR PONDS FINANCIAL PLANNING

CRD #142683 SEC #801-121834 MASHPEE, MA 888-285-7705
SEC Registered
Total AUM
$150.2M
Discretionary
$139.4M
Employees
4
Clients
26
Accounts
405

Firm Details

Organization Type
Limited Liability Company
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 19, 2024
Branch Offices
5

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control
MCPHERSON, DAVID, JOSEPHIPRINCIPAL/MANAGING MEMBER/CCOE Control

Registrations

Federal

IA
Feb 19, 2024 REGISTERED

Notice Filings (7)

FL MA ME NH RI SC TX

Address

13 STEEPLE STREET
SUITE 203
MASHPEE, MA 02649
United States
Phone: 888-285-7705