CARUSO AND COMPANY, P.A.
CRD #142685 SEC #801-71277 DEERFIELD BEACH, FL 954-571-2020
SEC Registered
Total AUM
$43M
Discretionary
$43M
Employees
1
Clients
1
Accounts
100
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARUSO, ANTHONY, CARMEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARUSO, ANTHONY, CARMEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARUSO, ANTHONY, CARMEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARUSO, ANTHONY, CARMEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 26, 2012 REGISTERED
Notice Filings (2)
DE FL
Address
629 E. HILLSBORO BLVDDEERFIELD BEACH, FL 33441
United States
Phone: 954-571-2020