FINLEY WEALTH MANAGEMENT, LLC
Legal name: FINLEY WEALTH ADVISORS
CRD #142776 SEC #801-131760 ESTERO, FL 239-267-7500
SEC Registered
Total AUM
$119.5M
Discretionary
$119.5M
Employees
3
Clients
51
Accounts
72
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 23, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hirzel, Janice | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hirzel, Janice | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hirzel, Janice | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hirzel, Janice | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hirzel, Janice | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINLEY, DOUGLAS, WILLIAM | I | PRESIDENT | E | Control |
| FINLEY, DOUGLAS, WILLIAM | I | PRESIDENT | E | Control |
| FINLEY, DOUGLAS, WILLIAM | I | PRESIDENT | E | Control |
| FINLEY, DOUGLAS, WILLIAM | I | PRESIDENT | E | Control |
| FINLEY, DOUGLAS, WILLIAM | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jul 23, 2025 REGISTERED
Notice Filings (3)
FL LA TX
Address
10600 CHEVROLET WAYSUITE 101
ESTERO, FL 33928
United States
Phone: 239-267-7500