THIRSTY HORSES GROUP, INC.
Legal name: THIRSTY HORSES
CRD #142787 SEC #801-67438 LARKSPUR, CA 415-464-0800
SEC Registered
Total AUM
$39.2M
Discretionary
$39.2M
Employees
1
Clients
51
Accounts
278
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 29, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, DANIEL, ADAM | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GANTSWEG, DAVID, LAUREN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 29, 2011 REGISTERED
Notice Filings (2)
CA TX
Address
80 EAST SIR FRANCIS DRAKE BLVD.SUITE 3A
LARKSPUR, CA 94939
United States
Phone: 415-464-0800