SIMON INVESTMENT ADVISORY SERVICES, INC.
CRD #142807 SEC #801-67449 CHAPEL HILL, NC 919-537-7100
SEC Registered
Total AUM
$14M
Discretionary
$14M
Employees
5
Clients
--
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMON, URSULA | I | SECRETARY/TREASURER | NA | |
| SIMON, URSULA, TERESA | I | SECRETARY/TREASURER | NA | |
| SIMON, URSULA, TERESA | I | SECRETARY/TREASURER | NA | |
| SIMON, URSULA, TERESA | I | SECRETARY/TREASURER | NA | |
| SIMON, URSULA, TERESA | I | SECRETARY/TREASURER | NA | |
| SIMON, URSULA, TERESA | I | SECRETARY/TREASURER | NA | |
| SIMON, HERMAN | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| SIMON, HERMAN, NONE | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| SIMON, HERMAN, NONE | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| SIMON, HERMAN, NONE | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| SIMON, HERMAN, NONE | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| SIMON, HERMAN, NONE | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
NC
Address
1450 RALEIGH DRIVESUITE 205
CHAPEL HILL, NC 27517
United States
Phone: 919-537-7100