FOUNDATIONS MANAGEMENT, LLC
CRD #142847 SEC #801-67469 SCOTTSDALE, AZ 480-223-0843
SEC Registered
Total AUM
$1.2M
Discretionary
$1.2M
Employees
5
Clients
0
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMP, DAVID, LARRY | I | VICE PRESIDENT | NA | |
| CAMP, DAVID, LARRY | I | VICE PRESIDENT | NA | |
| CAMP, DAVID, LARRY | I | VICE PRESIDENT | NA | |
| CAMP, DAVID, LARRY | I | VICE PRESIDENT | NA | |
| LADNER, JOHN, MICHAEL | I | PRESIDENT | NA | Control |
| LADNER, JOHN, MICHAEL | I | PRESIDENT | NA | Control |
| LADNER, JOHN, MICHAEL | I | PRESIDENT | NA | Control |
| LADNER, JOHN, MICHAEL | I | PRESIDENT | NA | Control |
| SCHOENFELDER, JEREMY, JOHN | I | VICE PRESIDENT | NA | |
| SCHOENFELDER, JEREMY, JOHN | I | VICE PRESIDENT | NA | |
| SCHOENFELDER, JEREMY, JOHN | I | VICE PRESIDENT | NA | |
| SCHOENFELDER, JEREMY, JOHN | I | VICE PRESIDENT | NA | |
| SEQUEIRA, MITCHELL, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEQUEIRA, MITCHELL, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEQUEIRA, MITCHELL, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEQUEIRA, MITCHELL, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOUNDATIONS FINANCIAL GROUP, LLC | DE | OWNER | D | Control |
| FOUNDATIONS GROUP, LLC | DE | OWNER | C | Control |
| FOUNDATIONS GROUP, LLC | DE | OWNER | C | Control |
| FOUNDATIONS GROUP, LLC | DE | OWNER | C | Control |
| FOUNDATIONS GROUP, LLC | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LADNER, JOHN, MICHAEL | I | FOUNDATIONS GROUP LLC | D | Control |
| LADNER, JOHN, MICHAEL | I | FOUNDATIONS GROUP LLC | D | Control |
| LADNER, JOHN, MICHAEL | I | FOUNDATIONS GROUP LLC | D | Control |
| LADNER, JOHN, MICHAEL | I | FOUNDATIONS GROUP LLC | D | Control |
| NIELSEN, EVAN, A | I | FOUNDATIONS FINANCIAL GROUP,LLC | C | Control |
Registrations
Federal
IA
Apr 10, 2007 REGISTERED
Notice Filings (1)
AZ
Address
6617 N SCOTTSDALE RD SUITE 103SCOTTSDALE, AZ 85250
USA
Phone: 480-223-0843