AMS ADVISORS LLC
CRD #142852 SEC #801-67538 ORLANDO, FL 561-282-9001
SEC Registered
Total AUM
$124.5M
Discretionary
$107.5M
Employees
6
Clients
--
Accounts
148
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, FRANCIS, PATRICK | I | MANAGING DIRECTOR | NA | |
| DAVIS, FRANCIS, PATRICK | I | MANAGING DIRECTOR | NA | |
| DAVIS, FRANCIS, PATRICK | I | MANAGING DIRECTOR | NA | |
| DEVEREAUX, EDWARD, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DEVEREAUX, EDWARD, JOHN | I | MEMBER/EXECUTIVE VICE PRESIDENT | NA | Control |
| DEVEREAUX, EDWARD, JOHN | I | MEMBER/ SR. EXECUTIVE VICE PRESIDENT | NA | Control |
| DRISCOLL, MARGARET, OTOOLE | I | MANAGING DIRECTOR | NA | |
| DRISCOLL, MARGARET, OTOOLE | I | MANAGING DIRECTOR | NA | |
| GALIANO, JAMES, MITCHELL | I | MANAGING DIRECTOR | NA | |
| GALIANO, JAMES, MITCHELL | I | MANAGING DIRECTOR | NA | |
| GALIANO, JAMES, MITCHELL | I | MANAGING DIRECTOR | NA | |
| GRUNDY, WILLIAM, FLOYD | I | MANAGING DIRECTOR | NA | |
| GRUNDY, WILLIAM, FLOYD | I | MANAGING DIRECTOR | NA | |
| HOOVER, WILLIAM, HOWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGER/MEMBER/PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | NA | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERAMIDAS, MARK, RIDGWAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | CHIEF OPERATIONS OFFICER EVP | NA | Control |
| KRUEGER, KEITH, WILLIAM | I | MANAGING MEMBER | NA | Control |
| LENERS, EDWARD, CHARLES | I | MEMBER/SR. REGIONAL VICE PRESIDENT | NA | Control |
| LENERS, EDWARD, CHARLES | I | MEMBER/SR. REGIONAL VICE PRESIDENT | NA | Control |
| LENERS, EDWARD, CHARLES | I | MEMBER/SR. REGIONAL VICE PRESIDENT | NA | Control |
| LENERS, EDWARD, CHARLES | I | MEMBER/SR. REGIONAL VICE PRESIDENT | NA | Control |
| LENERS, EDWARD, CHARLES | I | MEMBER/SR. REGIONAL VICE PRESIDENT | NA | Control |
| LENERS, EDWARD, CHARLES | I | MEMBER/SR. REGIONAL VICE PRESIDENT | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LISHCHYNSKY, MARK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONVILLE, PAUL, DAVID | I | MANAGING DIRECTOR-SALES MANAGER | NA | |
| MCCONVILLE, PAUL, DAVID | I | MANAGING DIRECTOR-SALES MANAGER | NA | |
| NEWHOUSE, STEPHEN, ROBERT | I | MANAGING DIRECTOR | NA | |
| NEWHOUSE, STEPHEN, ROBERT | I | MANAGING DIRECTOR | NA | |
| NEWHOUSE, STEPHEN, ROBERT | I | MANAGING DIRECTOR | NA | |
| PLOTNER, RHETT, PHILLIP | I | SALES | NA | |
| PLOTNER, RHETT, PHILLIP | I | SALES | NA | |
| PLOTNER, RHETT, PHILLIP | I | SALES | NA | |
| SAVARESE, PETER, ANTHONY | I | SENIOR REGIONAL VICE PRESIDENT | NA | Control |
| SAVARESE, PETER, ANTHONY | I | MEMBER/SENIOR REGIONAL VICE PRESIDENT | NA | Control |
| SAVARESE, PETER, ANTHONY | I | MEMBER/SENIOR REGIONAL VICE PRESIDENT | NA | Control |
| SAVARESE, PETER, ANTHONY | I | MEMBER/SENIOR REGIONAL VICE PRESIDENT | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | MANAGER/MEMBER/CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WHALEN, ROBERT, KENNEDY | I | MANAGING DIRECTOR | NA | Control |
| WHALEN, ROBERT, KENNEDY | I | MANAGING DIRECTOR | NA | Control |
| WHALEN, ROBERT, KENNEDY | I | MANAGING DIRECTOR | NA | Control |
| WHALEN, ROBERT, KENNEDY | I | MANAGING DIRECTOR | NA | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| ADVISOR MARKETING SERVICES GROUP, LLC | DE | OWNER | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | CORPORATION | E | Control |
| CONCORDIUS CAPITAL HOLDINGS | DE | SOLE OWNER AND MANAGING MEMBER OF THE LLC | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | MANAGING MEMBER | E | Control |
| HOOVER, WILLIAM, HOWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONCERT GLOBAL GROUP, LTD | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| CONCERT GLOBAL GROUP, LTD OWNED BY THE FELIPE AND ELIZABETH LUNA FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| DAVID RUSSO FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| DAVID RUSSO FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| DAVID RUSSO FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| DAVID RUSSO FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| DAVID RUSSO FAMILY TRUST | DE | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| HOOVER, WILLIAM, HOWARD | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | F | |
| LENERS, EDWARD, CHARLES | I | ADVISOR MARKETING SERVICES GROUP, LLC | F | |
| LENERS, EDWARD, CHARLES | I | ADVISOR MARKETING SERVICES GROUP, LLC | F | |
| LENERS, EDWARD, CHARLES | I | ADVISOR MARKETING SERVICES GROUP, LLC | F | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| CONCORDIUS CAPITAL HOLDINGS, INC | DE | CONCORDIUS CAPITAL ADVISORS LLC | E | |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| HOOVER, WILLIAM, HOWARD | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| KRUEGER, KEITH, WILLIAM | I | CONCORDIUS CAPITAL HOLDINGS, INC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| SCHILFFARTH, RICHARD, ALLEN | I | ADVISOR MARKETING SERVICES GROUP, LLC | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
| WILDES, CLIFFORD, HARLAND | I | CONCORDIUS CAPITAL HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jul 12, 2012 REGISTERED
Notice Filings (31)
AL AR AZ CA CO CT FL GA IA IL IN KS LA MA MD MI MO MS NC NJ NM OH OK PA SC TN TX UT VA WA WI
Address
5401 SOUTH KIRKMAN RDSUITE 210
ORLANDO, FL 32869
United States
Phone: 561-282-9001