CHAMBERLAIN FINANCIAL PLANNING, LLC
Legal name: CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT
CRD #142879 SEC #801-87174 SANTA CRUZ, CA 831-420-1340
SEC Registered
Total AUM
$321M
Discretionary
$321M
Employees
4
Clients
26
Accounts
169
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2020
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CHAMBERLAIN, MICHAEL, DAVID | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| ASTRINOS, MARK, FRANCIS | I | MANAGING PARTNER | C | Control |
| ASTRINOS, MARK, FRANCIS | I | MANAGING PARTNER | C | Control |
| ASTRINOS, MARK, FRANCIS | I | MANAGING PARTNER | C | Control |
| ASTRINOS, MARK, FRANCIS | I | MANAGING PARTNER | C | Control |
| ASTRINOS, MARK, FRANCIS | I | MANAGING PARTNER | C | Control |
| ASTRINOS, MARK, FRANCIS | I | MANAGING PARTNER | C | Control |
| HSU, EUGENE, KWOK HUNG | I | MANAGING PARTNER | B | |
| HSU, EUGENE, KWOK HUNG | I | MANAGING PARTNER | B | |
| HSU, EUGENE, KWOK HUNG | I | MANAGING PARTNER | B | |
| HSU, EUGENE, KWOK HUNG | I | MANAGING PARTNER | B | |
| HSU, EUGENE, KWOK HUNG | I | MANAGING PARTNER | B | |
| HSU, EUGENE, KWOK HUNG | I | MANAGING PARTNER | B |
Registrations
Federal
IA
Jun 3, 2020 REGISTERED
Notice Filings (1)
CA
Address
125 MISSION STREETSUITE 3
SANTA CRUZ, CA 95060
United States
Phone: 831-420-1340