HARBOR VIEW GROWTH EQUITY LLC
CRD #143040 SEC #801-67702 STAMFORD, CT 203-569-6441
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMSTER, DAVID, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGLER, PAUL, GRAY | I | CHIEF FINANCIAL OFFICER | NA | |
| SCANLON, JOSEPH, PATRICK | I | PRESIDENT | NA | Control |
| CARRYL, RUDOLPH, CLEVELAND | I | MANAGING MEMBER | D | Control |
| CARRYL, RUDOLPH, CLEVELAND | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| CRT CAPITAL HOLDINGS LLC | DE | SPECIAL MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VAUGHN, CHARLES, MICHAEL | I | CRT CAPITAL HOLDINGS LLC | F | Control |
| YOUNG, JAMES, CHRISTOPHER | I | CRT CAPITAL HOLDINGS LLC | F | Control |
| DITTMER, THOMAS, HENRY | I | SAVANNA INVESTORS LLC | E | Control |
| CRT PRINCIPALS LLC | DE | CRT CAPITAL HOLDINGS LLC | D | Control |
| CRT INVESTORS LLC | DE | CRT CAPITAL HOLDINGS LLC | C | Control |
| SAVANNA INVESTORS LLC | DE | CRT CAPITAL HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 13, 2007 REGISTERED
Address
262 HARBOR DRIVESTAMFORD, CT 6902
USA
Phone: 203-569-6441