WHITNEY RETIREMENT SERVICES GROUP, INC.
CRD #143051 SEC #801-77881 KENNEBUNK, ME 207-467-3087
SEC Registered
Total AUM
$356.4M
Discretionary
$0
Employees
2
Clients
0
Accounts
19
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WHITNEY, LESLIE, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WHITNEY, LESLIE, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2013 REGISTERED
Notice Filings (1)
ME
Address
12 DEPOT STREETKENNEBUNK, ME 04043-7038
United States
Phone: 207-467-3087