RIA Intelligence

DOUGHERTY WEALTH ADVISERS LLC

CRD #143138 SEC #801-99370 WAYZATA, MN 612-376-4040
SEC Registered
Total AUM
$417.9M
Discretionary
$347.3M
Employees
4
Clients
51
Accounts
246

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 23, 2025
Branch Offices
0
LEI
N/A

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYNA
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYNA
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYNA
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYNA
ARPS, JENNIFER, ADELLAIVICE PRESIDENTNA
ARPS, JENNIFER, ADELLAIVICE PRESIDENTNA
ARPS, JENNIFER, ADELLAIVICE PRESIDENTNA
ARPS, JENNIFER, ARDELLA ENTERISENIOR VICE PRESIDENTNA
ARPS, JENNIFER, ARDELLA ENTERIVICE PRESIDENTNA
ARPS, JENNIFER, ARDELLA ENTERISENIOR VICE PRESIDENTNA
ARPS, JENNIFER, ARDELLA ENTERISENIOR VICE PRESIDENTNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERISENIOR VICE PRESIDENTNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
ARPS, JENNIFER, ARDELLA ENTERIMANAGING DIRECTORNA
BROWN, WILLIAMIDIRECTORNA
BROWN, WILLIAM, HUGHIDIRECTORNA
BROWN, WILLIAM, HUGHIDIRECTORNA
JACOBSON, JEFFREY, DUANEIEXECUTIVE VICE PRESIDENTNA Control
JACOBSON, JEFFREY, DUANEIPRESIDENTNA Control
JACOBSON, JEFFREY, DUANEIPRESIDENTNA Control
JACOBSON, JEFFREY, DUANEIEXECUTIVE VICE PRESIDENTNA Control
JACOBSON, JEFFREY, DUANEIEXECUTIVE VICE PRESIDENTNA Control
JACOBSON, JEFFREY, DUANEIEXECUTIVE VICE PRESIDENTNA Control
JACOBSON, JEFFREY, DUANEIEXECUTIVE VICE PRESIDENTNA Control
KRAUT, GERALD, ANTHONYICHIEF EXECUTIVE OFFICERNA
KRAUT, GERALD, ANTHONYICHIEF EXECUTIVE OFFICERNA
KRAUT, GERALD, ANTHONYICHIEF EXECUTIVE OFFICERNA
KRAUT, GERALD, ANTHONYICHIEF EXECUTIVE OFFICERNA
MURPHY, JOHN, MOYLANIDIRECTOR, CHIEF EXECUTIVE OFFICERNA
MURPHY, JOHN, MOYLANIDIRECTOR, CHIEF EXECUTIVE OFFICERNA
MURPHY, JOHN, MOYLANIDIRECTOR, CHIEF EXECUTIVE OFFICERNA
MURPHY, JOHN, MOYLANIDIRECTOR, CHIEF EXECUTIVE OFFICERNA
NORRIS, ROGER, ALLANICHIEF COMPLIANCE OFFICERNA
NORRIS, ROGER, ALLANICHIEF COMPLIANCE OFFICERNA
NORRIS, ROGER, ALLANICHIEF COMPLIANCE OFFICERNA
NORRIS, ROGER, ALLANICHIEF COMPLIANCE OFFICERNA
NORRIS, ROGER, ALLANICHIEF COMPLIANCE OFFICERNA
NORRIS, ROGER, ALLANICHIEF COMPLIANCE OFFICERNA
ROSEDAHL, DAVID, EVANSIGENERAL COUNSELNA
ROSEDAHL, DAVID, EVANSIGENERAL COUNSELNA
ROSEDAHL, DAVID, EVANSIGENERAL COUNSELNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURER, SECRETARYNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURER, SECRETARYNA
SANDBERG, MICHELLE, MARIEITREASURER, SECRETARYNA
SANDBERG, MICHELLE, MARIEITREASURER, SECRETARYNA
SANDBERG, MICHELLE, MARIEITREASURER, SECRETARYNA
SANDBERG, MICHELLE, MARIEITREASURERNA
SANDBERG, MICHELLE, MARIEITREASURERNA
STEICHEN, THOMAS, FRANCISIGENERAL COUNSEL, SECRETARYNA
STEICHEN, THOMAS, FRANCISIGENERAL COUNSEL, SECRETARYNA
STEICHEN, THOMAS, FRANCISIGENERAL COUNSEL, SECRETARYNA
STEICHEN, THOMAS, FRANCISIGENERAL COUNSEL, SECRETARYNA
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICERNA Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICERNA Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURERNA Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURERNA Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCONA Control
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
ZIERMANN, PAMELA, KAY REINITZICHIEF COMPLIANCE OFFICERNA
1119 HOLDINGS LLCDEMEMBERE Control
1119 HOLDINGS LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
SOMERSET ASSET MANAGEMENT LLCDEMEMBERE Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
DOUGHERTY FINANCIAL GROUP LLCDEMEMBERD Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOD Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOD Control
1119 HOLDINGS LLCDEMEMBERC Control
1119 HOLDINGS LLCDEMEMBERC Control
1119 HOLDINGS LLCDEMEMBERC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
WITCRAFT, TODD, DAVIDICHIEF EXECUTIVE OFFICER, TREASURER, CCOC Control
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYA
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYA
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYA
ABOOD, THOMAS, JOSEPHISECRETARYA
ABOOD, THOMAS, JOSEPHISECRETARYA
ABOOD, THOMAS, JOSEPHIDIRECTOR; SECRETARYA
KRAUT, GERALD, ANTHONYICHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD/DIRECTORA
KRAUT, GERALD, ANTHONYICHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD/DIRECTORA
OTT, MICHAEL, JOSEPHIDIRECTOR; CEO; PRESIDENTA Control
OTT, MICHAEL, JOSEPHIDIRECTOR; CEO; PRESIDENTA Control
OTT, MICHAEL, JOSEPHIDIRECTOR; CEO; PRESIDENTA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
Dinzeo, Paul, JohnI1119 HOLDINGS LLCF
Dinzeo, Paul, JohnI1119 HOLDINGS LLCF
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCF Control
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCF Control
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCF Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCE Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCE Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCE Control
DOUGHERTY, MICHAEL, EMMETTIDOUGHERTY FINANCIAL GROUP LLCE Control
DOUGHERTY, MICHAEL, EMMETTIDOUGHERTY FINANCIAL GROUP LLCE Control
DOUGHERTY, MICHAEL, EMMETTIDOUGHERTY FINANCIAL GROUP LLCE Control
DOUGHERTY, MICHAEL, EMMETTIDOUGHERTY FINANCIAL GROUP LLCE Control
DOUGHERTY, MICHAEL, EMMETTIDOUGHERTY FINANCIAL GROUP LLCE Control
DOUGHERTY, MICHAEL, EMMETTIDOUGHERTY FINANCIAL GROUP LLCE Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCD Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCD Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCD Control
DOUGHERTY FINANCIAL GROUP LLCDESOMERSET ASSET MANAGEMENT LLCD Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
DOUGHERTY, MICHAEL, EMMETTIMICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006D Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006DEDOUGHERTY FINANCIAL GROUP LLCD Control
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCC Control
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCC Control
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCC Control
MURPHY, JOHN, MOYLANISOMERSET ASSET MANAGEMENT LLCC Control
WITCRAFT, TODD, DAVIDI1119 HOLDINGS LLCC Control
WITCRAFT, TODD, DAVIDI1119 HOLDINGS LLCC Control

Registrations

Federal

IA
Oct 23, 2025 REGISTERED

Notice Filings (2)

FL MN

Address

861 LAKE STREET NORTH
WAYZATA, MN 55391
United States
Phone: 612-376-4040