PENNANTPARK INVESTMENT ADVISERS, LLC

CRD #143149 SEC #801-67622 MIAMI BEACH, FL 212-905-1000

SEC Registered Private Funds

Total AUM

$4.5B

Discretionary

$4.4B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 12, 2025
Branch Offices: 5

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
CUMMINS, GERALD, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA
Caney, Lee, Daniel	I	CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST	NA
Caney, Lee, Daniel	I	CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST	NA
Caney, Lee, Daniel	I	CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST	NA
Caney, Lee, Daniel	I	CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST	NA
EFRAT, AVIV	I	MANAGING DIRECTOR	NA	Control
EFRAT, AVIV	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
EFRAT, AVIV	I	CHIEF FINANCIAL OFFICER AND TREASURER	NA	Control
GALEA, FRANK, ROBERT	I	CHIEF COMPLIANCE OFFICER	NA
GALEA, FRANK, ROBERT	I	CHIEF COMPLIANCE OFFICER	NA
GALEA, FRANK, ROBERT	I	CHIEF COMPLIANCE OFFICER	NA
HARDIN, MATTHEW, STEPHEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARDIN, MATTHEW, STEPHEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PENN, ILENE, D.	I	TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST	NA
PENN, ILENE, D.	I	TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST	NA
PENN, ILENE, D.	I	TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST	NA
PENN, ILENE, D.	I	TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST	NA
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY	I	CHIEF COMPLIANCE OFFICER	NA	Control
TALARICO, GUY, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
TALARICO, GUY, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
TALARICO, GUY, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
TALARICO, GUY, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
TALARICO, GUY, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
TALARICO, GUY, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
PENN, ARTHUR, HOWARD	I	ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	E	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
PENN, ARTHUR, HOWARD	I	MANAGING MEMBER	D	Control
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
THE ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
THE ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
THE ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
THE ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	C
ARTHUR H. PENN 2007 ACCUMULATION TRUST	DE	MEMBER	B
ARTHUR H. PENN 2007 ACCUMULATION TRUST	DE	MEMBER	B
ARTHUR H. PENN 2007 GRANTOR RETAINED ANNUITY TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2012 GST TRUST	DE	MEMBER	B
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ARTHUR H. PENN 2021 TRUST	DE	MEMBER	B	Control
ASP 2012 GST TRUST	DE	MEMBER	B
ASP 2012 GST TRUST	DE	MEMBER	B
ASP 2012 GST TRUST	DE	MEMBER	B
ASP 2012 GST TRUST	DE	MEMBER	B
ASP 2012 GST TRUST	DE	MEMBER	B
ESP 2012 GST TRUST	DE	MEMBER	B
ESP 2012 GST TRUST	DE	MEMBER	B
ESP 2012 GST TRUST	DE	MEMBER	B
ESP 2012 GST TRUST	DE	MEMBER	B
ESP 2012 GST TRUST	DE	MEMBER	B
MCP 2012 GST TRUST	DE	MEMBER	B
MCP 2012 GST TRUST	DE	MEMBER	B
MCP 2012 GST TRUST	DE	MEMBER	B
MCP 2012 GST TRUST	DE	MEMBER	B
MCP 2012 GST TRUST	DE	MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PENN, ILENE, D.	I	ARTHUR H. PENN 2007 GRANTOR RETAINED ANNUITY TRUST	F	Control

Registrations

Federal

May 12, 2025 REGISTERED

Notice Filings (1)

Address

1691 MICHIGAN AVENUE
SUITE 500
MIAMI BEACH, FL 33139
United States

Phone: 212-905-1000