QCM, LLC
Legal name: QUANTUM CAPITAL MANAGEMENT
CRD #143150 SEC #801-67571 SAN FRANCISCO, CA (415) 738-0288
SEC Registered
Total AUM
$153.1M
Discretionary
$137.8M
Employees
6
Clients
101
Accounts
197
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASCHWALD, HOWARD, BERNARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ASCHWALD, HOWARD, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | CHIEF OPERATING OFFICER | NA | |
| BRADLEY, STEPHEN, ANDREW | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| BRADLEY, STEPHEN, ANDREW | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, STEPHEN, ANDREW | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | NA | |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLIFFORD, JOHN, DENNIS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| JOHNSON, MATTHEW, ALLEN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| MEYER, BRETT, JONATHAN | I | MANAGING DIRECTOR | NA | |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | SENIOR MANAGING PARTNER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| VOGEL, MICHAEL, REID | I | MANAGING DIRECTOR | NA | |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| QUANTUM FUND, LLC | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| STERLING BANK AND TRUST, FSB | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| STERLING BANK AND TRUST, FSB | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| STERLING BANK AND TRUST, FSB | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| STERLING BANK AND TRUST, FSB | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| STERLING BANK AND TRUST, FSB | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| STERLING BANK AND TRUST, FSB | DE | DIRECT OWNER/PARENT HOLDING COMPANY | E | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | B | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | B | Control |
| SINATRA, PETER, CHARLES | I | CHIEF EXECUTIVE OFFICER | B | Control |
| CHATARD, TIMOTHY, DARIN | I | MANAGING DIRECTOR | A | Control |
| CHATARD, TIMOTHY, DARIN | I | PORTFOLIO MANAGER | A | Control |
| CHATARD, TIMOTHY, DARIN | I | PORTFOLIO MANAGER | A | Control |
| CHATARD, TIMOTHY, DARIN | I | PORTFOLIO MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RUBENSTEIN, ERWIN, AARON | I | JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| RUBENSTEIN, ERWIN, AARON | I | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| SELIGMAN, SCOTT, JOEL | I | SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | F | Control |
| SELIGMAN, SCOTT, JOEL | I | SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | F | Control |
| SELIGMAN, SCOTT, JOEL | I | SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | F | Control |
| SELIGMAN, SCOTT, JOEL | I | SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SINATRA EQUITY PARTNERS, LLC | DE | QUANTUM FUND, LLC | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT VENTURES VIA, L.P> | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT VENTURES VIA, L.P> | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT VENTURES VIA, L.P> | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT VENTURES VIA, L.P> | F | Control |
| THE FIRST NATIONAL BANK IN SIOUX FALLS | DE | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| THE FIRST NATIONAL BANK IN SIOUX FALLS | DE | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| THE FIRST NATIONAL BANK IN SIOUX FALLS | DE | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| THE FIRST NATIONAL BANK IN SIOUX FALLS | DE | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| THE FIRST NATIONAL BANK IN SIOUX FALLS | DE | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| THE FIRST NATIONAL BANK IN SIOUX FALLS | DE | K.I.S.S. DYNASTY TRUST NO. 9 | F | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | E | Control |
| STERLING BANCORP, INC. | DE | STERLING BANK AND TRUST, FSB | E | Control |
| STERLING BANCORP, INC. | DE | STERLING BANK AND TRUST, FSB | E | Control |
| STERLING BANCORP, INC. | DE | STERLING BANK AND TRUST, FSB | E | Control |
| STERLING BANCORP, INC. | DE | STERLING BANK AND TRUST, FSB | E | Control |
| STERLING BANCORP, INC. | DE | STERLING BANK AND TRUST, FSB | E | Control |
| STERLING BANCORP, INC. | DE | STERLING BANK AND TRUST, FSB | E | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | Control |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | Control |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | Control |
| JOSHUA JAMES SELIGMAN IRREVOCABLE TRUST NO. 1 | DE | QUANTUM FUND, LLC | C | Control |
| K.I.S.S. DYNASTY TRUST NO. 9 | DE | STERLING BANCORP, INC. | C | Control |
| K.I.S.S. DYNASTY TRUST NO. 9 | DE | STERLING BANCORP, INC. | C | Control |
| K.I.S.S. DYNASTY TRUST NO. 9 | DE | STERLING BANCORP, INC. | C | Control |
| K.I.S.S. DYNASTY TRUST NO. 9 | DE | STERLING BANCORP, INC. | C | Control |
| K.I.S.S. DYNASTY TRUST NO. 9 | DE | STERLING BANCORP, INC. | C | Control |
| K.I.S.S. DYNASTY TRUST NO. 9 | DE | STERLING BANCORP, INC. | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
| SCOTT J. SELIGMAN REVOCABLE LIVING TRUST | DE | QUANTUM FUND, LLC | C | Control |
Registrations
Federal
IA
Mar 25, 2020 REGISTERED
Notice Filings (13)
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Address
311 CALIFORNIA STREETSUITE 510
SAN FRANCISCO, CA 94104
United States
Phone: (415) 738-0288