RIA Intelligence

DWM ASSET MANAGEMENT, LLC

CRD #143224 SEC #801-67853 STAMFORD, CT 203-655-5453
SEC Registered Private Funds
Total AUM
$574.2M
Discretionary
$20.2M
Employees
32
Clients
--
Accounts
8

Firm Details

Organization Type
Limited Liability Company
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
JOHNSON, PETER, HALLOCKIPARTNERNA Control
JOHNSON, PETER, HALLOCKIPARTNERNA Control
JOHNSON, PETER, HALLOCKIPARTNERNA Control
JOHNSON, PETER, HALLOCKIPARTNERNA Control
JOHNSON, PETER, HALLOCKIPARTNERNA Control
JOHNSON, PETER, HALLOCKIPARTNERNA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKIPARTNER, MANAGER (RELYING ADVISER)NA Control
JOHNSON, PETER, HALLOCKICO-MANAGING PARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KADDARAS, JAMES, CHRISIPARTNERNA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNERNA Control
KIRST-KOLKMAN, JUDY, LYNNICHIEF COMPLIANCE OFFICERNA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNERNA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNERNA Control
KIRST-KOLKMAN, JUDY, LYNNICHIEF COMPLIANCE OFFICERNA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNERNA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
KIRST-KOLKMAN, JUDY, LYNNIPARTNER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICERNA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER)NA Control
MARSHALL, EDWARD, ADGERICO-MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
SWANSON, J, BRADLEYIPARTNERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
TOLLIVER, ODETA, DANAICHIEF FINANCIAL OFFICERNA Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DEVELOPING WORLD FINANCE, LLCDEPARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBERE Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBER, PARENT (RELYING ADVISER)E Control
DWM HOLDINGS, LLCDEMEMBERE Control
JOHNSON, PETER, HALLOCKIMEMBERC Control
JOHNSON, PETER, HALLOCKIMEMBERC Control
JOHNSON, PETER, HALLOCKIMEMBERC Control
JOHNSON, PETER, HALLOCKIMEMBERC Control
KIRST-KOLKMAN, JUDY, L.ICHIEF COMPLIANCE OFFICERC Control
KIRST-KOLKMAN, JUDY, LYNNICHIEF COMPLIANCE OFFICERC Control
KIRST-KOLKMAN, JUDY, LYNNICHIEF COMPLIANCE OFFICERC Control
KIRST-KOLKMAN, JUDY, LYNNICHIEF COMPLIANCE OFFICERC Control
SWANSON, J, BRADLEYIMEMBERB Control
SWANSON, J, BRADLEYIMEMBERB Control
SWANSON, J, BRADLEYIMEMBERB Control
SWANSON, J, BRADLEYIMEMBERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
Constantino, Robert, PeterIDWM HOLDINGS, LLCF Control
Constantino, Robert, PeterIDWM HOLDINGS, LLCF Control
MARSHALL, EDWARD, ADGERIDWM HOLDINGS, LLCF Control
MARSHALL, EDWARD, ADGERIDWM HOLDINGS, LLCF Control
MARSHALL, EDWARD, ADGERIDWM HOLDINGS, LLCF Control
MARSHALL, EDWARD, ADGERIDWM HOLDINGS, LLCF Control
MARSHALL, EDWARD, ADGERIDWM HOLDINGS, LLCF Control
MARSHALL, EDWARD, ADGERIDWM HOLDINGS, LLCF Control
MEHAN, CHRISTOPHER, FRANCISIDWM HOLDINGS, LLCF Control
MEHAN, CHRISTOPHER, FRANCISIDWM HOLDINGS, LLCF Control
REMTULA, ALEEMIDWM HOLDINGS, LLCF Control
REMTULA, ALEEMIDWM HOLDINGS, LLCF Control
REMTULA, ALEEMIDWM HOLDINGS, LLCF Control
REMTULA, ALEEMIDWM HOLDINGS, LLCF Control
REMTULA, ALEEMIDWM HOLDINGS, LLCF Control
REMTULA, ALEEMIDWM HOLDINGS, LLCF Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCF Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCF Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCF Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCF Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCF Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCF Control
TOLLIVER, ODETA, DANAIDWM HOLDINGS, LLCF Control
TOLLIVER, ODETA, DANAIDWM HOLDINGS, LLCF Control
TOLLIVER, ODETA, DANAIDWM HOLDINGS, LLCF Control
TOLLIVER, ODETA, DANAIDWM HOLDINGS, LLCF Control
TOLLIVER, ODETA, DANAIDWM HOLDINGS, LLCF Control
TOLLIVER, ODETA, DANAIDWM HOLDINGS, LLCF Control
WALKER, WILLIAM, COURTLAND CHURCHFIELIDWM HOLDINGS, LLCF Control
WALKER, WILLIAM, COURTLAND CHURCHFIELIDWM HOLDINGS, LLCF Control
WALKER, WILLIAM, COURTLAND CHURCHFIELIDWM HOLDINGS, LLCF Control
WALKER, WILLIAM, COURTLAND CHURCHFIELIDWM HOLDINGS, LLCF Control
WALKER, WILLIAM, COURTLAND CHURCHFIELIDWM HOLDINGS, LLCF Control
WALKER, WILLIAM, COURTLAND CHURCHFIELIDWM HOLDINGS, LLCF Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
DWM HOLDINGS, LLCDEDEVELOPING WORLD FINANCE, LLC; DWM ASSET MANAGEMENT, LLCE Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCD Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
JOHNSON, PETER, HALLOCKIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
KIRST-KOLKMAN, JUDY, LYNNIDWM HOLDINGS, LLCC Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCC Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCC Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCC Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCC Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCC Control
SWANSON, J, BRADLEYIDWM HOLDINGS, LLCC Control

Registrations

Federal

IA
Mar 31, 2025 REGISTERED

Notice Filings (2)

CT NY

Address

100 FIRST STAMFORD PLACE
4TH FLOOR
STAMFORD, CT 06902
United States
Phone: 203-655-5453