AMERICAN INDEPENDENCE CAPITAL MANAGEMENT, LLC
CRD #143250 SEC #801-67800 NEW YORK, NY 646-747-3475
SEC Registered
Total AUM
$113.6M
Discretionary
$113.6M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPBELL, ROBERT, ALAN | I | VICE PRESIDENT | NA | |
| CAMPBELL, ROBERT, ALAN | I | VICE PRESIDENT | NA | |
| CAMPBELL, ROBERT, ALAN | I | VICE PRESIDENT | NA | |
| CAMPBELL, ROBERT, ALAN | I | VICE PRESIDENT | NA | |
| DONOVAN, THERESA, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, THERESA, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, THERESA, CONSTANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, THERESA, CONSTANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, THERESA, CONSTANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, THERESA, CONSTANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, THERESA, CONSTANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDSTROM, JARED, BRETT | I | VICE PRESIDENT | NA | Control |
| GOLDSTROM, JARED, BRETT | I | VICE PRESIDENT | NA | Control |
| GOLDSTROM, JARED, BRETT | I | VICE PRESIDENT | NA | Control |
| JACOBS, ERIC, DEHART | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACOBS, ERIC, DEHART | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACOBS, ERIC, DEHART | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACOBS, ERIC, DEHART | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACOBS, ERIC, DEHART | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | TREASURER | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUBIN, ERIC, MATTHEW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHERRY, ROBERT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHERRY, ROBERT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHERRY, ROBERT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHERRY, ROBERT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHERRY, ROBERT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | DE | MEMBER | D | Control |
| MILLER & JACOBS CAPITAL, LLC | DE | MEMBER | D | Control |
| MILLER & JACOBS CAPITAL, LLC | DE | MEMBER | D | Control |
| MILLER & JACOBS CAPITAL, LLC | DE | MEMBER | D | Control |
| MILLER & JACOBS CAPITAL, LLC | DE | MEMBER | D | Control |
| MILLER & JACOBS CAPITAL, LLC | DE | MEMBER | D | Control |
| MILLER & JACOBS CAPITAL, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ATLANTIC INVENTISE RESOURCES, LLC | DE | GOLBAL FOUNDING CAPITAL LP | F | Control |
| ATLANTIC INVENTISE RESOURCES, LLC | DE | GOLBAL FOUNDING CAPITAL LP | F | Control |
| ATLANTIC INVENTISE RESOURCES, LLC | DE | GOLBAL FOUNDING CAPITAL LP | F | Control |
| ATLANTIC INVENTISE RESOURCES, LLC | DE | GOLBAL FOUNDING CAPITAL LP | F | Control |
| ATLANTIC INVENTISE RESOURCES, LLC | DE | GOLBAL FOUNDING CAPITAL LP | F | Control |
| ATLANTIC INVENTISE RESOURCES, LLC | DE | GOLBAL FOUNDING CAPITAL LP | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| PENNY HARDAWAY, INC. | DE | EMPOWERED TO PROSPER, LLC | F | Control |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | F | |
| THE CHUTJIAN CHARITABLE LEAD ANNUITY TRUST | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | F | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| ANFERNEE D. HARDAWAY FAMILY TRUST | DE | EMPOWERED TO PROSPER, LLC | E | Control |
| CHUTJIAN, KEITH, P. | I | ATLANTIC INVESTIVE RESOURCES LLC | E | Control |
| CHUTJIAN, KEITH, P. | I | ATLANTIC INVESTIVE RESOURCES LLC | E | Control |
| CHUTJIAN, KEITH, PETER | I | ATLANTIC INVESTIVE RESOURCES LLC | E | Control |
| CHUTJIAN, KEITH, PETER | I | THE CHUTJIAN CHARITABLE LEAD ANNUITY TRUST | E | Control |
| CHUTJIAN, KEITH, PETER | I | ATLANTIC INVESTIVE RESOURCES LLC | E | Control |
| CHUTJIAN, KEITH, PETER | I | ATLANTIC INVESTIVE RESOURCES LLC | E | Control |
| CHUTJIAN, KEITH, PETER | I | ATLANTIC INVESTIVE RESOURCES LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| EMPOWERED TO PROSPER, LLC | DE | EMPOWERED RPNY, LLC | E | Control |
| GLOBAL FUNDING CAPITAL, LP | DE | CRESCENDO CAPITAL CONCEPTS, LLC | E | Control |
| GLOBAL FUNDING CAPITAL, LP | DE | CRESCENDO CAPITAL CONCEPTS, LLC | E | Control |
| GLOBAL FUNDING CAPITAL, LP | DE | CRESCENDO CAPITAL CONCEPTS, LLC | E | Control |
| GLOBAL FUNDING CAPITAL, LP | DE | CRESCENDO CAPITAL CONCEPTS, LLC | E | Control |
| GLOBAL FUNDING CAPITAL, LP | DE | CRESCENDO CAPITAL CONCEPTS, LLC | E | Control |
| GLOBAL FUNDING CAPITAL, LP | DE | CRESCENDO CAPITAL CONCEPTS, LLC | E | Control |
| HARDAWAY, ANFERNEE, D | I | ANFERNEE D. HARDAWAY FAMILY TRUST | E | Control |
| HARDAWAY, ANFERNEE, D | I | ANFERNEE D. HARDAWAY FAMILY TRUST | E | Control |
| HARDAWAY, ANFERNEE, D | I | ANFERNEE D. HARDAWAY FAMILY TRUST | E | Control |
| HARDAWAY, ANFERNEE, D | I | ANFERNEE D. HARDAWAY FAMILY TRUST | E | Control |
| HARDAWAY, ANFERNEE, D | I | ANFERNEE D. HARDAWAY FAMILY TRUST | E | Control |
| HARDAWAY, ANFERNEE, D | I | ANFERNEE D. HARDAWAY FAMILY TRUST | E | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | E | Control |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| ARRIVATO HOLDINGS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | D | |
| AIFS ACQUISITION, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| CRESCENDO CAPITAL CONCEPTS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| CRESCENDO CAPITAL CONCEPTS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| CRESCENDO CAPITAL CONCEPTS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| CRESCENDO CAPITAL CONCEPTS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| CRESCENDO CAPITAL CONCEPTS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| CRESCENDO CAPITAL CONCEPTS, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| EMPOWERED RPNY, LLC | DE | AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | C | Control |
| JACOBS, ERIC, DEHART | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| JACOBS, ERIC, DEHART | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| JACOBS, ERIC, DEHART | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| JACOBS, ERIC, DEHART | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| JACOBS, ERIC, DEHART | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| JACOBS, ERIC, DEHART | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| MILLER, JEFFREY, ALAN | I | MILLER & JACOBS CAPITAL, LLC | C | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | C | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | C | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | C | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | C | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | C | Control |
| PILEGGI, JOHN, JOSEPH | I | ARRIVATO HOLDINGS, LLC | C | Control |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | C | |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | C | |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | C | |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | C | |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | C | |
| RUBIN, ERIC, MATTHEW | I | ARRIVATO HOLDINGS, LLC | C |
Registrations
Federal
IA
Jan 25, 2010 REGISTERED
Notice Filings (3)
NY OR VI
Address
335 MADISON AVENUE, MEZZANINENEW YORK, NY 10017
United States
Phone: 646-747-3475