AMERICAN INDEPENDENCE FINANCIAL COUNSELORS, LLC

CRD #143251 SEC #801-67794 NEW YORK, NY 646-747-3490

SEC Registered

Total AUM

$97.5M

Discretionary

$97.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: OCTOBER
Registration Date: --
Latest Filing: Apr 2, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CAMPBELL, ROBERT, ALAN	I	PRESIDENT	NA	Control
CAMPBELL, ROBERT, ALAN	I	PRESIDENT	NA	Control
CAMPBELL, ROBERT, ALAN	I	PRESIDENT	NA	Control
CAMPBELL, ROBERT, ALAN	I	PRESIDENT	NA	Control
CAMPBELL, ROBERT, ALAN	I	PRESIDENT	NA	Control
DONOVAN, THERESA, C	I	CHIEF COMPLIANCE OFFICER	NA
DONOVAN, THERESA, CONSTANCE	I	CHIEF COMPLIANCE OFFICER	NA
DONOVAN, THERESA, CONSTANCE	I	CHIEF COMPLIANCE OFFICER	NA
DONOVAN, THERESA, CONSTANCE	I	CHIEF COMPLIANCE OFFICER	NA
DONOVAN, THERESA, CONSTANCE	I	CHIEF COMPLIANCE OFFICER	NA
GOLDSTROM, JARED, BRETT	I	VICE PRESIDENT	NA
GOLDSTROM, JARED, BRETT	I	VICE PRESIDENT	NA
PILEGGI, JOHN, JOSEPH	I	TREASURER	NA	Control
PILEGGI, JOHN, JOSEPH	I	TREASURER	NA	Control
PILEGGI, JOHN, JOSEPH	I	TREASURER	NA	Control
PILEGGI, JOHN, JOSEPH	I	TREASURER	NA	Control
PILEGGI, JOHN, JOSEPH	I	TREASURER	NA	Control
RUBIN, ERIC, MATTHEW	I	VICE PRESIDENT	NA	Control
RUBIN, ERIC, MATTHEW	I	VICE PRESIDENT	NA	Control
RUBIN, ERIC, MATTHEW	I	VICE PRESIDENT	NA	Control
RUBIN, ERIC, MATTHEW	I	VICE PRESIDENT	NA	Control
RUBIN, ERIC, MATTHEW	I	VICE PRESIDENT	NA	Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	DE	MEMBER	E	Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	DE	MEMBER	E	Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	DE	MEMBER	E	Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	DE	MEMBER	E	Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ATLANTIC INVENTISE RESOURCES,LLC	DE	GLOBAL FOUNDING CAPITAL, LP	F
ATLANTIC INVENTISE RESOURCES,LLC	DE	GLOBAL FOUNDING CAPITAL, LP	F
ATLANTIC INVENTISE RESOURCES,LLC	DE	GLOBAL FOUNDING CAPITAL, LP	F
ATLANTIC INVENTISE RESOURCES,LLC	DE	GLOBAL FOUNDING CAPITAL, LP	F
ATLANTIC INVENTISE RESOURCES,LLC	DE	GLOBAL FOUNDING CAPITAL, LP	F
PENNY HARDAWAY, INC	DE	EMPOWERED TO PROSPER,LLC	F	Control
PENNY HARDAWAY, INC	DE	EMPOWERED TO PROSPER,LLC	F	Control
PENNY HARDAWAY, INC	DE	EMPOWERED TO PROSPER,LLC	F	Control
PENNY HARDAWAY, INC	DE	EMPOWERED TO PROSPER,LLC	F	Control
PENNY HARDAWAY, INC	DE	EMPOWERED TO PROSPER,LLC	F	Control
ANFERNEE D. HARDAWAY FAMILY TRUST	DE	EMPOWERED TO PROSPER, LLC	E	Control
ANFERNEE D. HARDAWAY FAMILY TRUST	DE	EMPOWERED TO PROSPER, LLC	E	Control
ANFERNEE D. HARDAWAY FAMILY TRUST	DE	EMPOWERED TO PROSPER, LLC	E	Control
ANFERNEE D. HARDAWAY FAMILY TRUST	DE	EMPOWERED TO PROSPER, LLC	E	Control
ANFERNEE D. HARDAWAY FAMILY TRUST	DE	EMPOWERED TO PROSPER, LLC	E	Control
CHUTJIAN, KEITH, P.	I	ATLANTIC INVESTIVE RESOURCES, LLC	E
CHUTJIAN, KEITH, PETER	I	ATLANTIC INVESTIVE RESOURCES, LLC	E
CHUTJIAN, KEITH, PETER	I	ATLANTIC INVESTIVE RESOURCES, LLC	E
CHUTJIAN, KEITH, PETER	I	ATLANTIC INVESTIVE RESOURCES, LLC	E
CHUTJIAN, KEITH, PETER	I	ATLANTIC INVESTIVE RESOURCES, LLC	E
EMPOWERED TO PROSPER, LLC	DE	EMPOWERED RPNY, LLC	E
EMPOWERED TO PROSPER, LLC	DE	EMPOWERED RPNY, LLC	E
EMPOWERED TO PROSPER, LLC	DE	EMPOWERED RPNY, LLC	E
EMPOWERED TO PROSPER, LLC	DE	EMPOWERED RPNY, LLC	E
EMPOWERED TO PROSPER, LLC	DE	EMPOWERED RPNY, LLC	E
GLOBAL FUNDING CAPITAL, LP	DE	CRESENDO CAPITAL CONCEPTS, LLC	E	Control
GLOBAL FUNDING CAPITAL, LP	DE	CRESENDO CAPITAL CONCEPTS, LLC	E	Control
GLOBAL FUNDING CAPITAL, LP	DE	CRESENDO CAPITAL CONCEPTS, LLC	E	Control
GLOBAL FUNDING CAPITAL, LP	DE	CRESENDO CAPITAL CONCEPTS, LLC	E	Control
GLOBAL FUNDING CAPITAL, LP	DE	CRESENDO CAPITAL CONCEPTS, LLC	E	Control
HARDAWAY, ANFERNEE, D	I	ANFERNEE D. HARDAWAY FAMILY TRUST	E	Control
HARDAWAY, ANFERNEE, D	I	ANFERNEE D. HARDAWAY FAMILY TRUST	E	Control
HARDAWAY, ANFERNEE, D	I	ANFERNEE D. HARDAWAY FAMILY TRUST	E	Control
HARDAWAY, ANFERNEE, D	I	ANFERNEE D. HARDAWAY FAMILY TRUST	E	Control
ARRIVATO HOLDINGS,LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	D	Control
ARRIVATO HOLDINGS,LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	D	Control
ARRIVATO HOLDINGS,LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	D	Control
ARRIVATO HOLDINGS,LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	D	Control
ARRIVATO HOLDINGS,LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	D	Control
CRESCENDO CAPITAL CONCEPTS, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
CRESCENDO CAPITAL CONCEPTS, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
CRESCENDO CAPITAL CONCEPTS, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
CRESCENDO CAPITAL CONCEPTS, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
CRESCENDO CAPITAL CONCEPTS, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
EMPOWERED RPNY, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
EMPOWERED RPNY, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
EMPOWERED RPNY, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
EMPOWERED RPNY, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
EMPOWERED RPNY, LLC	DE	AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC	C	Control
PILEGGI, JOHN, JOSEPH	I	ARRIVATO HOLDINGS, LLC	C	Control
PILEGGI, JOHN, JOSEPH	I	ARRIVATO HOLDINGS, LLC	C	Control
PILEGGI, JOHN, JOSEPH	I	ARRIVATO HOLDINGS, LLC	C	Control
PILEGGI, JOHN, JOSEPH	I	ARRIVATO HOLDINGS, LLC	C	Control
PILEGGI, JOHN, JOSEPH	I	ARRIVATO HOLDINGS, LLC	C	Control
RUBIN, ERIC, MATTHEW	I	ARRIVATO HOLDINGS, LLC	C	Control
RUBIN, ERIC, MATTHEW	I	ARRIVATO HOLDINGS, LLC	C	Control
RUBIN, ERIC, MATTHEW	I	ARRIVATO HOLDINGS, LLC	C	Control
RUBIN, ERIC, MATTHEW	I	ARRIVATO HOLDINGS, LLC	C	Control
RUBIN, ERIC, MATTHEW	I	ARRIVATO HOLDINGS, LLC	C	Control

Registrations

Federal

Apr 2, 2007 REGISTERED

Notice Filings (2)

KS NY

Address

335 MADISON AVENUE, MEZZANINE
NEW YORK, NY 10017
USA

Phone: 646-747-3490