JNF ADVISORS, INC.
CRD #143268 SEC #801-67658 LOUISVILLE, KY 502-515-7837
SEC Registered
Total AUM
$107.6M
Discretionary
$107.6M
Employees
18
Clients
--
Accounts
8
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPLAN, MITCHELL, HARRIS | I | DIRECTOR | NA | Control |
| CAPLAN, MITCHELL, HARRIS | I | DIRECTOR | NA | Control |
| CAPLAN, MITCHELL, HARRIS | I | DIRECTOR | NA | Control |
| COLE, JESSICA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLE, JESSICA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLE, JESSICA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | CIO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | CIO, CFO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | CIO, CFO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | CIO, CFO | NA | Control |
| GREENBERG, LAURENCE, PAUL | I | CEO | NA | Control |
| GREENBERG, LAURENCE, PAUL | I | CEO | NA | Control |
| GREENBERG, LAURENCE, PAUL | I | DIRECTOR | NA | Control |
| GREENBERG, LAURENCE, PAUL | I | DIRECTOR | NA | Control |
| GREENBERG, LAURENCE, PAUL | I | DIRECTOR | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| HAWLEY, CRAIG, ALAN | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| LAU, DAVID, PETER | I | COO | NA | Control |
| LAU, DAVID, PETER | I | COO | NA | Control |
| ROGERS, TIMOTHY, DAVID | I | CFO | NA | Control |
| SMILOW, DAVID, AARON | I | CHAIRMAN | NA | Control |
| SMILOW, DAVID, AARON | I | CHAIRMAN | NA | Control |
| VAP, JOSEPH, F | I | CONTROLLER | NA | Control |
| VAP, JOSEPH, F | I | CONTROLLER | NA | Control |
| VAP, JOSEPH, F | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VAP, JOSEPH, F | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VAP, JOSEPH, F | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WALLACE, ANGELA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INVIVA, INC. | DE | JNF HOLDING COMPANY, INC. | E | Control |
| INVIVA, INC. | DE | JNF HOLDING COMPANY, INC. | E | Control |
| INVIVA, INC. | DE | JNF HOLDING COMPANY, INC. | E | Control |
| INVIVA, LLC | DE | INVIVA, INC. | E | Control |
| INVIVA, LLC | DE | INVIVA, INC. | E | Control |
| INVIVA, LLC | DE | INVIVA, INC. | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JNF ADVISORS, INC. | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JNF ADVISORS, INC. | E | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | JNF ADVISORS, INC. | E | Control |
| JNF HOLDING COMPANY, INC. | DE | JEFFERSON NATIONAL FINANCIAL CORP. | E | Control |
| JNF HOLDING COMPANY, INC. | DE | JEFFERSON NATIONAL FINANCIAL CORP. | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| JNF INVESTORS LLC | DE | JEFFERSON NATIONAL FINANCIAL CORP | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| MITCH CAPLAN & AFFILIATES | DE | JNF INVESTORS LLC | E | Control |
| SMILOW, DAVID, AARON | I | INVIVA, LLC | E | Control |
| SMILOW, DAVID, AARON | I | INVIVA, LLC | E | Control |
| SMILOW, DAVID, AARON | I | INVIVA, LLC | E | Control |
| SMILOW, TRACEY, HECHT | I | INVIVA, LLC | E | Control |
| SMILOW, TRACEY, HECHT | I | INVIVA, LLC | E | Control |
| SMILOW, TRACEY, HECHT | I | INVIVA, LLC | E | Control |
| JNF HOLDING COMPANY, INC. | DE | JEFFERSON NATIONAL FINANCIAL CORP. | C | Control |
Registrations
Federal
IA
Feb 29, 2016 REGISTERED
Notice Filings (1)
KY
Address
10350 ORMSBY PARK PLACELOUISVILLE, KY 40223
United States
Phone: 502-515-7837