FAIRSTREAM CAPITAL MANAGEMENT LLC
CRD #143276 SEC #801-67621 NEW YORK, NY 212-351-5989
SEC Registered
Total AUM
$4M
Discretionary
$4M
Employees
10
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHRIER, JOHN | I | CHIEF LEGAL COUNSEL | NA | Control |
| SCHRIER, JOHN | I | CHIEF LEGAL COUNSEL | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| FAIRSTREAM CAPITAL HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDINGS, CO., INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | FAIRSTREAM CAPITAL HOLDINGS LLC | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | FAIRSTREAM CAPITAL HOLDINGS LLC | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | FAIRSTREAM CAPITAL HOLDINGS LLC | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | FAIRSTREAM CAPITAL HOLDINGS LLC | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS YK | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| NAM HOLDINGS | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | FAIRSTREAM CAPITAL HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Feb 21, 2007 REGISTERED
Address
747 THIRD AVENUE, F36NEW YORK, NY 10017-2802
USA
Phone: 212-351-5989