TIMBERLINE ASSET MANAGEMENT LLC.
CRD #143308 SEC #801-67620 PORTLAND, OR (503)944-3240
SEC Registered
Total AUM
$288.7M
Discretionary
$288.7M
Employees
11
Clients
0
Accounts
49
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAYLOR, DAVID, ANTHONY | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| DERRICK, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DERRICK, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DERRICK, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACLEAN, MATTHEW, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACLEAN, MATTHEW, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACLEAN, MATTHEW, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| THOMAS WEISEL ASSET MANAGEMENT LLC | DE | SHAREHOLDER | D | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | CHIEF INVESTMENT OFFICER | B | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | Control |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| KOSICKI, JOHN, MICHAEL | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, Y. | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | Control |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| LIU, JOHN, YAO | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | Control |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| WENDELL, THEODORE, RAYMOND | I | CO-PORTFOLIO MANAGER | A | |
| YAMIN, JEFFREY, A | I | CO-PORTFOLIO MANAGER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC. | DE | THOMAS WEISEL ASSET MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Jul 26, 2012 REGISTERED
Notice Filings (7)
CA MA MO NV NY OR PA
Address
805 SW BROADWAYSUITE 2400
PORTLAND, OR 94104
United States
Phone: (503)944-3240