CONCORD EQUITY GROUP ADVISORS, LLC

CRD #143315 SEC #801-67705 MATAWAN, NJ 732-335-0800

SEC Registered Disclosures

Total AUM

Discretionary

Employees

Clients

Accounts

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: New Jersey
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 20, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
ARNOLD, DAN, HOGAN	I	DIRECTOR	NA	Control
ARNOLD, DAN, HOGAN	I	DIRECTOR	NA	Control
ARNOLD, DAN, HOGAN	I	DIRECTOR	NA	Control
ARNOLD, DAN, HOGAN	I	DIRECTOR	NA	Control
BROWN, STEPHANIE, LEIGH	I	SECRETARY	NA	Control
BROWN, STEPHANIE, LEIGH	I	SECRETARY	NA	Control
BROWN, STEPHANIE, LEIGH	I	SECRETARY	NA	Control
BROWN, STEPHANIE, LEIGH	I	SECRETARY	NA	Control
BROWN, STEPHANIE, LEIGH	I	SECRETARY	NA	Control
BROWN, STEPHANIE, LEIGH	I	SECRETARY	NA	Control
FEENEY, CHRISTOPHER	I	PRESIDENT	NA	Control
FEENEY, CHRISTOPHER	I	PRESIDENT	NA	Control
FEENEY, CHRISTOPHER	I	PRESIDENT	NA	Control
FEENEY, CHRISTOPHER	I	PRESIDENT	NA	Control
GAVORNIK, ALAN, FELIX	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	NA	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	NA	Control
KALBAUGH, JOHN, ANDREW	I	DIRECTOR	NA	Control
KALBAUGH, JOHN, ANDREW	I	DIRECTOR	NA	Control
KELLY, DANIEL, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	COMPLIANCE OFFICER	NA	Control
KELLY, DANIEL, MICHAEL	I	COMPLIANCE OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
LOURY, KIRK, EDWARD	I	CHIEF INVESTMENT OFFICER	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	NA	Control
MIDDLEMISS, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
MIDDLEMISS, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
MIDDLEMISS, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
MIDDLEMISS, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
MIDDLEMISS, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
MIDDLEMISS, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
MOORE, ROBERT	I	DIRECTOR	NA	Control
MOORE, ROBERT	I	DIRECTOR	NA	Control
PUTTERMAN, ANDREW	I	DIRECTOR	NA	Control
PUTTERMAN, ANDREW	I	DIRECTOR	NA	Control
SPENCER TRASK ILLUMINATION FUND	DE	MEMBER	NA
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	NA
SPENCER TRASK PRIVATE EQUITY FUND I	DE	MEMBER	NA
SPENCER TRASK PRIVATE EQUITY FUND II	DE	MEMBER	NA
SPENCER TRASK PRIVATE EQUITY FUND III	DE	MEMBER	NA
STEARNS, ESTHER, MARION	I	DIRECTOR	NA	Control
STEARNS, ESTHER, MARION	I	DIRECTOR	NA	Control
STEARNS, ESTHER, MARION	I	DIRECTOR	NA	Control
STEARNS, ESTHER, MARION	I	DIRECTOR	NA	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	HOLDING COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	HOLDING COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	HOLDING COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	PARENT COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	HOLDING COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	HOLDING COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	PARENT COMPANY	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MANAGING MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MANAGING MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MANAGING MEMBER	E	Control
CONCORD CAPITAL PARTNERS, INC.	DE	MANAGING MEMBER	E	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	B	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	B	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	B	Control
ARGUSH, LEE, DANNY	I	SVP	B	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	B	Control
ARGUSH, LEE, DANNY	I	EXECUTIVE MANAGING DIRECTOR	B	Control
ARGUSH, LEE, DANNY	I	SVP	B	Control
ARGUSH, LEE, DANNY	I	SVP	B	Control
ARGUSH, LEE, DANNY	I	SVP	B	Control
ARGUSH, LEE, DANNY	I	SVP	B	Control
ARGUSH, LEE, DANNY	I	SVP	B	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	B	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	B	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	B	Control
GAVORNIK, ALAN, FELIX	I	SVP	B	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	B	Control
GAVORNIK, ALAN, FELIX	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR	B	Control
GAVORNIK, ALAN, FELIX	I	SVP	B	Control
GAVORNIK, ALAN, FELIX	I	SVP	B	Control
GAVORNIK, ALAN, FELIX	I	SVP	B	Control
GAVORNIK, ALAN, FELIX	I	SVP	B	Control
GAVORNIK, ALAN, FELIX	I	SVP	B	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	B	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	B	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	B	Control
MARINIELLO, NICHOLAS	I	SVP	B	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	B	Control
MARINIELLO, NICHOLAS	I	EXECUTIVE MANAGING DIRECTOR	B	Control
MARINIELLO, NICHOLAS	I	SVP	B	Control
MARINIELLO, NICHOLAS	I	SVP	B	Control
MARINIELLO, NICHOLAS	I	SVP	B	Control
MARINIELLO, NICHOLAS	I	SVP	B	Control
MARINIELLO, NICHOLAS	I	SVP	B	Control
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A
SPENCER TRASK INVESTMENT PARTNERS	DE	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
KIMBERLIN, KEVIN, BRIAN	I	SPENCER TRASK INVESTMENT PARTNERS	E	Control
LPL FINANCIAL HOLDINGS INC.	DE	LPL HOLDINGS, INC.	E	Control
LPL FINANCIAL HOLDINGS INC.	DE	LPL HOLDINGS, INC.	E	Control
LPL HOLDINGS, INC.	DE	CONCORD CAPITAL PARTNERS, INC.	E	Control
LPL HOLDINGS, INC.	DE	CONCORD CAPITAL PARTNERS, INC.	E	Control
LPL HOLDINGS, INC.	DE	CONCORD CAPITAL PARTNERS, INC.	E	Control
LPL HOLDINGS, INC.	DE	CONCORD CAPITAL PARTNERS, INC.	E	Control
LPL HOLDINGS, INC.	DE	CONCORD CAPITAL PARTNERS, INC.	E	Control
LPL HOLDINGS, INC.	DE	CONCORD CAPITAL PARTNERS, INC.	E	Control
LPL INVESTMENT HOLDINGS INC.	DE	LPL HOLDINGS, INC.	E	Control
LPL INVESTMENT HOLDINGS INC.	DE	LPL HOLDINGS, INC.	E	Control
LPL INVESTMENT HOLDINGS INC.	DE	LPL HOLDINGS, INC.	E	Control
LPL INVESTMENT HOLDINGS INC.	DE	LPL HOLDINGS, INC.	E	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	D	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
ARGUSH, LEE, DANNY	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
FINANCIAL SERVICES PARTNERS FUND I, LLC	DE	CONCORD CAPITAL PARTNERS, INC.	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
GAVORNIK, ALAN, FELIX	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control
MARINIELLO, NICHOLAS	I	AMERICAN CAPITAL ACQUISITION PARTNERS, LLC	C	Control

Registrations

Federal

Jul 20, 2012 REGISTERED

Notice Filings (20)

CA CT DE FL IL IN KY MI MO MS MT NC NJ NM NY OH OR PA TX WA

Address

100 MATAWAN ROAD
MATAWAN, NJ 07747
United States

Phone: 732-335-0800