ALAMBIC INVESTMENT MANAGEMENT, L.P.
CRD #143336 SEC #801-99344 LARKSPUR, CA 415-495-4900
SEC Registered Private Funds
Total AUM
$216.5M
Discretionary
$216.5M
Employees
8
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| ALAMBIC HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| Dolan, Matthew, Philip | I | CHIEF OPERATING OFFICER | NA | Control |
| Dolan, Matthew, Philip | I | CHIEF OPERATING OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| OBERHAUS, MICHAEL, KIM-SOO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, MARY, HOULE | I | CHIEF COMPLIANCE OFFICER | NA | |
| Yakov-Collins, Alla, Alexandra | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Yakov-Collins, Alla, Alexandra | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Yakov-Collins, Alla, Alexandra | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| RICHARDS, ALBERT, DAVIDSON | I | LIMITED PARTNER, CEO | D | Control |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| SLAYMAKER, ROBERT, TAITT | I | LIMITED PARTNER | B | |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| THOMPSON, BRIAN, ERIC | I | LIMITED PARTNER, PRESIDENT, CHIEF RISK OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| THOMPSON, BRIAN, ERIC | I | ALAMBIC HOLDINGS, LLC | F | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
| RICHARDS, ALBERT, DAVIDSON | I | ALAMBIC HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jan 27, 2020 REGISTERED
Notice Filings (1)
CA
Address
900 LARKSPUR LANDING CIRCLESUITE 230
LARKSPUR, CA 94939
United States
Phone: 415-495-4900