BLUE WATER CAPITAL MANAGEMENT, LLC
CRD #143414 SEC #801-67718 SYRACUSE, NY 315-438-8690
SEC Registered
Total AUM
$150.2M
Discretionary
$150.2M
Employees
4
Clients
1
Accounts
642
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 13, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOMBARDO, JOHN, SCOTT | I | MEMBER | NA | Control |
| PAGANELLI, JOHN, ANDREW | I | MEMBER | NA | Control |
| SWIFT, STEPHEN, DEAN | I | MANAGING MEMBER | E | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | D | Control |
| BACHMAN, ROBERT, BRUCE | I | MEMBER & CHIEF COMPLIANCE OFFICER | C | |
| BACHMAN, ROBERT, BRUCE | I | MEMBER & CHIEF COMPLIANCE OFFICER | C | |
| LOMBARDO, JOHN, SCOTT | I | MEMBER | C | Control |
| PAGANELLI, JOHN, ANDREW | I | MEMBER | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | C | Control |
| SWIFT, STEPHEN, DEAN | I | MANAGING MEMBER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | MANAGING MEMBER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | MANAGING MEMBER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| SWIFT, STEPHEN, DEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF MARKETING OFFICER | C | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| BROWN, THOMAS | I | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | B | Control |
| GIFFORD, PETER E. | DE | OWNER | B | |
| GIFFORD, PETER E. | DE | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| GIFFORD, PETER, ELLSWORTH | I | OWNER | B | |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | MEMBER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | MEMBER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| LOMBARDO, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | CHIEF OPERATING AND FINANCIAL OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | MEMBER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | CHIEF OPERATING AND FINANCIAL OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | CHIEF OPERATING AND FINANCIAL OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | CHIEF OPERATING AND FINANCIAL OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | CHIEF OPERATING AND FINANCIAL OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | MEMBER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | CHIEF OPERATING AND FINANCIAL OFFICER | B | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | B | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | B | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | B | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | B | Control |
| PAGANELLI, JOHN, ANDREW | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY | B | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | MEMBER & CHIEF COMPLIANCE OFFICER | A | |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | MEMBER & CHIEF COMPLIANCE OFFICER | A | |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BACHMAN, ROBERT, BRUCE | I | OWNER | A | Control |
Registrations
Federal
IA
Nov 13, 2023 REGISTERED
Notice Filings (8)
FL KS LA MI NH NY PA TX
Address
507 PLUM ST.SUITE 102
SYRACUSE, NY 13204
United States
Phone: 315-438-8690