RIA Intelligence

EXETER FINANCIAL, LLC

CRD #143420 SEC #801-67719 SCOTTSDALE, AZ 480-588-0830
SEC Registered
Total AUM
$366.3M
Discretionary
$364.7M
Employees
6
Clients
101
Accounts
631

Firm Details

Organization Type
Limited Liability Company
State of Formation
Arizona
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 19, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Barton, CurtisICEONA Control
Barton, CurtisICEONA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICER, PRESIDENTNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICER, PRESIDENTNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICERNA Control
HARRISON, STEPHEN, LEONICHIEF COMPLIANCE OFFICER, PRESIDENTNA Control
MATHEWS, STEPHEN, CHARLESICFONA Control
MATHEWS, STEPHEN, CHARLESICFONA Control
Rosandic, AntonICOONA Control
Rosandic, AntonICOONA Control
ALKEME INTERMEDIARY HOLDINGS, LLCDESOLE MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDESOLE MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
ALKEME INTERMEDIARY HOLDINGS, LLCDEMANAGING MEMBERE Control
HARRISON, STEPHEN, LEONIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HARRISON, STEPHEN, LEONICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
HELMS, PETER, WESTOVERIPRINCIPALC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERIPRINCIPALC Control
HELMS, PETER, WESTOVERIPRINCIPALC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
HELMS, PETER, WESTOVERICO-MANAGING MEMBERC Control
SEXWORTH, ELIZABETHIPRINCIPALB Control
SEXWORTH, ELIZABETHIPRINCIPALB Control
SEXWORTH, ELIZABETHIPRINCIPALB Control
SEXWORTH, ELIZABETHICHIEF INVESTMENT OFFICER/MEMBERB Control
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A
MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS)IMEMBER(PASSIVE)A

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Barton, CurtisIALKEME INTERMEDIARY HOLDINGS, LLCF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GCP MANAGING PARTNER IV GP, LLCDEGCP CAPITAL PARTNERS IV, LPF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
GUTIN, BORIS, MICHAELIALKEME HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Lalsa, MegvarranIALKEME INTERMEDIARY HOLDINGS, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
NIEHAUS, ROBERT, HENRYIGCP MANAGING PARTNER IV GP, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
Rosandic, AntonIALKEME INTERMEDIARY HOLDINGS, LLCF Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME ACQUISITION, LLCDEALKEME INTERMEDIARY HOLDINGS, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
ALKEME HOLDINGS, LLCDEALKEME ACQUISITION, LLCE Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control
GCP CAPITAL PARTNERS IV, LPDEALKEME HOLDINGS, LLCC Control

Registrations

Federal

IA
Mar 19, 2025 REGISTERED

Notice Filings (8)

AZ CA FL IL OR TX VA WA

Address

7001 N. SCOTTSDALE ROAD
SUITE 1040
SCOTTSDALE, AZ 85253-3644
United States
Phone: 480-588-0830