SOUND BEACH LOAN MANAGEMENT, LLC
CRD #143467 SEC #801-68011 OLD GREENWICH, CT 203-698-1200
SEC Registered
Total AUM
$349M
Discretionary
$349M
Employees
51
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASARO, PAUL, ANTHONY | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BOTHWELL, ERIC, R | I | MANAGING DIRECTOR | NA | Control |
| BROUNSTEIN, RICHARD, GREGG | I | MANAGING DIRECTOR | NA | Control |
| CHUN, LISA | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT COUNSEL | NA | Control |
| COJOT-GOLDBERG, OLIVIER | I | VICE CHAIRMAN | NA | Control |
| DALEY, RICHARD, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FILLER, GARRET, IMRE | I | GENERAL COUNSEL AND MANAGING DIRECTOR | NA | Control |
| GEANAKOPLOS, JOHN, DENO | I | MANAGING DIRECTOR | NA | Control |
| LARKIN, THOMAS, MORE | I | CHIEF OPERATING OFFICER | NA | Control |
| NICOPOULOS, NIKOS, VASSILIOS | I | MANAGING DIRECTOR | NA | Control |
| PENN, LAURENCE, ERIC | I | VICE CHAIRMAN | NA | Control |
| PHILIPPIDES, COSTAS, APHIS | I | MANAGING DIRECTOR | NA | Control |
| SAMET, JARED | I | MANAGING DIRECTOR | NA | Control |
| SOPER, MARION, BOUCHER | I | MANAGING DIRECTOR | NA | Control |
| STOYTCHEV, NIKOLAY, IVANOV | I | MANAGING DIRECTOR | NA | Control |
| SUGRUE, DENNIS, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| VRANOS, MICHAEL, WILLIAM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZARETSKY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| ZETTLER, GEORGE, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| ELLINGTON MANAGEMENT GROUP, L.L.C. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VC INVESTMENTS, L.L.C. | DE | ELLINGTON MANAGEMENT GROUP, L.L.C. | F | Control |
| VC INVESTMENTS, L.L.C. | DE | EMG HOLDINGS, L.P. | F | Control |
| EMG HOLDINGS, L.P. | DE | ELLINGTON MANAGEMENT GROUP, L.L.C. | E | Control |
| VRANOS, MICHAEL, WILLIAM | I | VC INVESTMENTS, L.L.C. | E | Control |
| VRANOS, MICHAEL, WILLIAM | I | EMG HOLDINGS, L.P. | C | Control |
Registrations
Federal
IA
May 31, 2007 REGISTERED
Notice Filings (1)
CT
Address
53 FOREST AVENUE SUITE 301OLD GREENWICH, CT 6870
USA
Phone: 203-698-1200