MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.
CRD #143479 SEC #801-67700 NEW YORK, NY 1 212 761-3022
SEC Registered Private Funds
Total AUM
$1.6B
Discretionary
$1.6B
Employees
11
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARACAPPA, MARY | I | CHIEF ADMINISTRATIVE OFFICER OF MERCHANT BANKING | NA | |
| CARACAPPA, MARY | I | CHIEF ADMINISTRATIVE OFFICER OF MERCHANT BANKING | NA | |
| CARACAPPA, MARY | I | CHIEF ADMINISTRATIVE OFFICER OF MERCHANT BANKING | NA | |
| CARACAPPA, MARY | I | CHIEF ADMINISTRATIVE OFFICER OF MERCHANT BANKING | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF LEGAL OFFICER | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF LEGAL OFFICER | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF LEGAL OFFICER | NA | |
| CATTIER, JENNIFER, MURPHY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOU, H, CHIN | I | DIRECTOR | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR AND HEAD OF PRIVATE EQUITY ASIA | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR AND HEAD OF PRIVATE EQUITY ASIA | NA | Control |
| CHOU, H, CHIN | I | DIRECTOR AND HEAD OF PRIVATE EQUITY ASIA | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANELY SMITH BARNEY | NA | Control |
| HENRY, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, ALAN, KENT | I | HEAD OF PRIVATE EQUITY | NA | Control |
| JONES, ALAN, KENT | I | PRESIDENT, MANAGING DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | CO-HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | CO-HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | CO-HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | CO-HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR | NA | Control |
| KOENIG, JASON, SETH | I | CHIEF LEGAL OFFICER | NA | |
| KOENIG, JASON, SETH | I | CHIEF LEGAL OFFICER | NA | |
| KOENIG, JASON, SETH | I | CHIEF LEGAL OFFICER | NA | |
| MOON, JOHN, JOOHAHN | I | DIRECTOR | NA | |
| MOON, JOHN, JOOHAHN | I | DIRECTOR | NA | |
| MOON, JOHN, JOOHAHN | I | DIRECTOR | NA | |
| MORIARTY, EDMOND, N | I | COO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING | NA | Control |
| ODELL, CHRISTOPHER, LEROY | I | CHIEF LEGAL OFFICER | NA | |
| ODELL, CHRISTOPHER, LEROY | I | CHIEF LEGAL OFFICER | NA | |
| OTTO, CARSTEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATEL, PRATISH, SHANTILAL | I | CHIEF FINANCIAL OFFICER | NA | |
| PATEL, PRATISH, SHANTILAL | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | |
| PATEL, PRATISH, SHANTILAL | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | |
| PATEL, PRATISH, SHANTILAL | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | |
| RUDDY, AGATHA, TERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUDDY, AGATHA, TERESA | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEINBERG, FRED | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBERG, FRED | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBERG, FRED | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBERG, FRED | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBERG, FRED | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBERG, FRED | I | CHIEF FINANCIAL OFFICER | NA | |
| TREVOR, STEPHEN, SPAULDING | I | CO-HEAD OF PRIVATE EQUITY AND GLOBAL CO-HEAD OF MERCHANT BANKING | NA | Control |
| TREVOR, STEPHEN, SPAULDING | I | CO-HEAD OF PRIVATE EQUITY AND GLOBAL CO-HEAD OF MERCHANT BANKING | NA | Control |
| TREVOR, STEPHEN, SPAULDING | I | CO-HEAD OF PRIVATE EQUITY AND DIRECTOR | NA | Control |
| TREVOR, STEPHEN, SPAULDING | I | CO-HEAD OF PRIVATE EQUITY AND DIRECTOR | NA | Control |
| UMLAUF, STEVEN | I | CHIEF RISK OFFICER OF MERCHANT BANKING | NA | |
| UMLAUF, STEVEN | I | CHIEF RISK OFFICER OF MERCHANT BANKING | NA | |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | PARENT | E | Control |
| MS HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | DE | MS HOLDINGS INCORPORATED | E | Control |
| MORGAN STANLEY | FE | MS HOLDINGS INCORPORATED | E | Control |
Registrations
Federal
IA
Jul 12, 2012 REGISTERED
Address
1585 BROADWAY, 39TH FLOORSAMANTHA COOPER
NEW YORK, NY 10036
United States
Phone: 1 212 761-3022