RIA Intelligence

PENDO, LLC

CRD #143484 SEC #801-67737 NEW YORK, NY 212-880-6446
SEC Registered
Total AUM
$19.6M
Discretionary
$19.6M
Employees
3
Clients
--
Accounts
59

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 19, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AVENHALL, YVETTE, RUBENSDOTTERICHIEF COMPLIANCE OFFICERNA Control
AVENHALL, YVETTE, RUBENSDOTTERICHIEF COMPLIANCE OFFICERNA Control
AVENHALL, YVETTE, RUBENSDOTTERICHIEF COMPLIANCE OFFICERNA Control
AVENHALL, YVETTE, RUBENSDOTTERICHIEF COMPLIANCE OFFICERNA Control
FOLEY, MARK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
FOLEY, MARK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
FOLEY, MARK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
FOLEY, MARK, JOSEPHIPRESIDENT/CHIEF FINANCIAL OFFICERNA Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERE Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERE Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERE Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERE Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
LARSSON, TINA, EVA-LENAIMEMBER, CHIEF EXECUTIVE OFFICERD Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FOLEY, MARK, JOSEPHIMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Mar 19, 2013 REGISTERED

Notice Filings (2)

NY TX

Address

100 PARK AVENUE
16TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-880-6446