ROCK MAPLE SERVICES, LLC
CRD #143486 SEC #801-68857 NEW YORK, NY 212-813-2720
SEC Registered Private Funds
Total AUM
$252.3M
Discretionary
$252.3M
Employees
7
Clients
--
Accounts
59
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANCEY, JAMES, WALTER | I | PRESIDENT/CCO | NA | |
| ANCEY, JAMES, WALTER | I | PRESIDENT/CCO | NA | |
| ANCEY, JAMES, WALTER | I | PRESIDENT | NA | |
| CHAN, KEN | I | CCO | NA | |
| CHAN, KEN | I | CCO | NA | |
| FINCHER, DOUGLAS, CHRISTIAN | I | PRESIDENT/CEO | NA | Control |
| FINCHER, DOUGLAS, CHRISTIAN | I | PRESIDENT/CEO | NA | Control |
| FINCHER, DOUGLAS, CHRISTIAN | I | PRESIDENT/CEO/CCO | NA | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| FREELOVE, DAVID, WHITTIER | I | MANAGING MEMBER | E | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF ADMINISTRATIVE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF ADMINISTRATIVE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF ADMINISTRATIVE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF ADMINISTRATIVE OFFICER | B | Control |
| VANJAK, TATJANA, MARIA | I | MEMBER/CHIEF ADMINISTRATIVE OFFICER | B | Control |
Registrations
Federal
IA
Mar 27, 2014 REGISTERED
Address
60 EAST 42ND STREETSUITE 450
NEW YORK, NY 10165
United States
Phone: 212-813-2720