PCG ASSET MANAGEMENT, LLC
CRD #143514 SEC #801-67905 LA JOLLA, CA 858-456-6000
SEC Registered
Total AUM
$21.9B
Discretionary
$318.1M
Employees
--
Clients
0
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWER, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BOWER, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BOWER, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BOWER, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BOWER, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BOWER, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| CONCA, ROBERT, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONCA, ROBERT, DAVID | I | SENIOR VICE PRESIDENT - LEGAL | NA | Control |
| CONCA, ROBERT, DAVID | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT - LEGAL | NA | Control |
| DRUMMOND, GERRRARD, KASPER | I | DIRECTOR | NA | Control |
| DRUMMOND, GERRRARD, KASPER | I | DIRECTOR | NA | Control |
| DRUMMOND, GERRRARD, KASPER | I | DIRECTOR | NA | Control |
| FANN, DAVID, I CHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| FANN, DAVID, I CHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| FANN, DAVID, I CHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KING, KARA, BOONE | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| KING, KARA, BOONE | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| KING, KARA, BOONE | I | DIRECTOR | NA | Control |
| KING, KARA, BOONE | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| KLINE, FRANK, ROBERT | I | DIRECTOR | NA | Control |
| KLINE, FRANK, ROBERT | I | DIRECTOR | NA | Control |
| MARDIKIAN, HAIG, GEORGE | I | DIRECTOR | NA | Control |
| MARDIKIAN, HAIG, GEORGE | I | DIRECTOR | NA | Control |
| MARDIKIAN, HAIG, GEORGE | I | DIRECTOR | NA | Control |
| OEMCKE, MARK, ERICH | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| OEMCKE, MARK, ERICH | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| PELOSI, RONALD, VIRGIL | I | DIRECTOR | NA | Control |
| PELOSI, RONALD, VIRGIL | I | DIRECTOR | NA | Control |
| PELOSI, RONALD, VIRGIL | I | DIRECTOR | NA | Control |
| RUTLEDGE, JOHN | I | DIRECTOR | NA | Control |
| SACKS, SAMANTHA, MILA | I | SENIOR VICE PRESIDENT - FINANCE AND ACCOUNTING | NA | Control |
| SMITH, ROBERT, HOWARD | I | DIRECTOR | NA | Control |
| SMITH, ROBERT, HOWARD | I | DIRECTOR | NA | Control |
| SMITH, ROBERT, HOWARD | I | DIRECTOR | NA | Control |
| SULLIVAN, WILLIAM, ROBERT | I | DIRECTOR | NA | Control |
| SULLIVAN, WILLIAM, ROBERT | I | DIRECTOR | NA | Control |
| SULLIVAN, WILLIAM, ROBERT | I | DIRECTOR | NA | Control |
| PACIFIC CORPORATE GROUP LLC | DE | MEMBER | E | Control |
| PACIFIC CORPORATE GROUP LLC | DE | MEMBER | E | Control |
| PACIFIC CORPORATE GROUP LLC | DE | MEMBER | E | Control |
| PACIFIC CORPORATE GROUP LLC | DE | MEMBER | E | Control |
| PACIFIC CORPORATE GROUP LLC | DE | MEMBER | E | Control |
| PACIFIC CORPORATE GROUP LLC | DE | MEMBER | E | Control |
| FANN, DAVID, I CHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | A | Control |
| FANN, DAVID, I CHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | A | Control |
| FANN, DAVID, I CHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, LLC | F | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, LLC | F | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, LLC | F | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, LLC | F | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP LLC | F | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP LLC | F | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, INC. | E | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, INC. | E | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, INC. | E | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, INC. | E | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, INC. | E | Control |
| BOWER, CHRISTOPHER, JAMES | I | PACIFIC CORPORATE GROUP HOLDINGS, INC. | E | Control |
| PACIFIC CORPORATE GROUP HOLDINGS, LLC | DE | PCG CORPORATE GROUP LLC | E | Control |
| PACIFIC CORPORATE GROUP HOLDINGS, LLC | DE | PCG CORPORATE GROUP LLC | E | Control |
| PACIFIC CORPORATE GROUP HOLDINGS, LLC | DE | PCG CORPORATE GROUP LLC | E | Control |
| PACIFIC CORPORATE GROUP HOLDINGS, LLC | DE | PCG CORPORATE GROUP LLC | E | Control |
| PACIFIC CORPORATE GROUP HOLDINGS, LLC | DE | PCG CORPORATE GROUP LLC | E | Control |
| PACIFIC CORPORATE GROUP HOLDINGS, LLC | DE | PCG CORPORATE GROUP LLC | E | Control |
Registrations
Federal
IA
May 26, 2011 REGISTERED
Notice Filings (3)
CA MA NY
Address
1200 PROSPECT ST., SUITE 200LA JOLLA, CA 92037
United States
Phone: 858-456-6000