ROKA WEALTH STRATEGISTS, LLC
Legal name: ROKA WEALTH STRATEGISTS
CRD #143560 SEC #801-67915 ROSWELL, GA 770-817-0412
SEC Registered
Total AUM
$48.3M
Discretionary
$48.3M
Employees
1
Clients
1
Accounts
321
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | PRINCIPAL | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | PRINCIPAL | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| ROEMMICH, ROGER, ALLAN | I | CHIEF ECONOMIST | NA | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MARCH, KARI, M | I | PRESIDENT/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 20, 2012 REGISTERED
Notice Filings (4)
FL GA IL NE
Address
1901 MACY DRIVEROSWELL, GA 30076
United States
Phone: 770-817-0412