NAPLES CAPITAL ADVISORS, INC
Legal name: NAPLES CAPITAL ADVISORS
CRD #143573 SEC #801-69164 NAPLES, FL 239-963-1636
SEC Registered
Total AUM
$63.7M
Discretionary
$63.3M
Employees
6
Clients
--
Accounts
234
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHASE, DARLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, DARLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, DARLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, DARLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEROY, SARAH, MCGUIRE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEROY, SARAH, MCGUIRE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEROY, SARAH, MCGUIRE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEROY, SARAH, MCGUIRE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEROY, SARAH, MCGUIRE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARINELLI, PAUL, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARINELLI, PAUL, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARINELLI, PAUL, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARINELLI, PAUL, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORRIS, MICHAEL, H. | I | PRESIDENT | NA | |
| MORRIS, MICHAEL, H. | I | PRESIDENT | NA | |
| MORRIS, MICHAEL, H. | I | PRESIDENT | NA | |
| MORRIS, MICHAEL, H. | I | PRESIDENT | NA | |
| MORRIS, MICHAEL, H. | I | PRESIDENT | NA | |
| SUDDETH, JOHN, MIXON | I | CHIEF INVESTMENT OFFICER | NA | |
| SUDDETH, JOHN, MIXON | I | CHIEF INVESTMENT OFFICER | NA | |
| SUDDETH, JOHN, MIXON | I | CHIEF INVESTMENT OFFICER | NA | |
| SUDDETH, JOHN, MIXON | I | CHIEF INVESTMENT OFFICER | NA | |
| SUDDETH, JOHN, MIXON | I | CHIEF INVESTMENT OFFICER | NA | |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| TIB FINANCIAL CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPITAL BANK FINANCIAL CORP. | DE | TIB FINANCIAL CORPORATION | E | Control |
| CAPITAL BANK FINANCIAL CORP. | DE | TIB FINANCIAL CORPORATION | E | Control |
| CAPITAL BANK FINANCIAL CORP. | DE | TIB FINANCIAL CORPORATION | E | Control |
| NORTH AMERICAN FINANCIAL HOLDINGS INC | DE | TIB FINANCIAL CORPORATION | E | Control |
Registrations
Federal
IA
May 16, 2012 REGISTERED
Notice Filings (1)
FL
Address
599 9TH STREET NORTH STE.100NAPLES, FL 34102
United States
Phone: 239-963-1636