VERIS WEALTH PARTNERS, LLC

CRD #143588 SEC #801-67966 OAKLAND, CA (415) 814-0580

SEC Registered Private Funds

Total AUM

$2.3B

Discretionary

$2.1B

Employees

Clients

251

Accounts

2,654

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 30, 2025
Branch Offices: 4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	NA	Control
KUCER, SHERYL, SUE	I	CHIEF OPERATING OFFICER	NA	Control
KUCER, SHERYL, SUE	I	CHIEF OPERATING OFFICER	NA	Control
KUCER, SHERYL, SUE	I	CHIEF OPERATING OFFICER	NA	Control
KUCER, SHERYL, SUE	I	CHIEF OPERATING OFFICER	NA	Control
KUCER, SHERYL, SUE	I	CHIEF OPERATING OFFICER	NA	Control
Kucer, Sheryl	I	CHIEF OPERATING OFFICER	NA	Control
Kucer, Sheryl	I	CHIEF OPERATING OFFICER	NA	Control
Kucer, Sheryl	I	CHIEF OPERATING OFFICER	NA	Control
Kucer, Sheryl	I	CHIEF OPERATING OFFICER	NA	Control
Kucer, Sheryl	I	CHIEF OPERATING OFFICER	NA	Control
Pradhananga, Roraj	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
Pradhananga, Roraj	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
Pradhananga, Roraj	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
Pradhananga, Roraj	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
Pradhananga, Roraj	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
RIVAS, LUIS, ARMANDO	I	CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	NA	Control
FAIJERSSON-FERGUSON, ANDERS	I	MANAGING MEMBER	E	Control
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	B
FAHRER, STEVE, HARVEY	I	CHIEF OPERATIONS OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF OPERATIONS OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF OPERATIONS OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF OPERATIONS OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF OPERATIONS OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	PARTNER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAHRER, STEVE, HARVEY	I	CHIEF COMPLIANCE OFFICER	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FAIJERSSON-FERGUSON, ANDERS	I	DIRECTOR OF DEVELOPMENT	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF COMPLIANCE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	SENIOR WEALTH MANAGER	B	Control
FARRAR RIVAS, PATRICIA	I	CHIEF EXECUTIVE OFFICER	B	Control
FARRAR RIVAS, PATRICIA	I	SENIOR WEALTH MANAGER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
HILLS, DAVID, EMERY	I	PARTNER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CO-CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CO-CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CO-CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CO-CHIEF INVESTMENT OFFICER	B	Control
LENT, MICHAEL	I	CHIEF FINANCIAL OFFICER & CO-CHIEF INVESTMENT OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
PYOTT, ALISON, LYN	I	CHIEF CLIENT SERVICES OFFICER	B	Control
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
ROSEMONT INVESTMENT GROUP, LLC	DE	MEMBER	B
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER	B	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER	B	Control
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
CHOI, LORI, KIM	I	SENIOR WEALTH MANAGER	A
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
Chen, Richard, Leeway	I	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER	A	Control
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	A
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	A
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	A
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	A
DAVIS, NICOLE, MARIKO	I	SENIOR WEALTH MANAGER	A
PYOTT, ALISON, LYN	I	CHIEF OPERATIONS OFFICER	A	Control
PYOTT, ALISON, LYN	I	CHIEF OPERATIONS OFFICER	A	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	A	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	A	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	A	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	A	Control
RUPP, STEPHANIE, COHN	I	CHIEF OPERATIONS OFFICER	A	Control
RUPP, STEPHANIE, COHN	I	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL CORPORATION	DE	MARKEL VENTURES INC.	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control
MARKEL VENTURES INC.	DE	ROSEMONT INVESTMENT GROUP, LLC	E	Control

Registrations

Federal

May 30, 2025 REGISTERED

Notice Filings (30)

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Address

1111 BROADWAY
SUITE 300
OAKLAND, CA 94607
United States

Phone: (415) 814-0580