THE DANIEL FINANCIAL GROUP, LLC
Legal name: THE DANIEL GROUP
CRD #143592 SEC #801-70372 DULUTH, GA 678-672-1490
SEC Registered
Total AUM
$52.9M
Discretionary
$49.5M
Employees
1
Clients
51
Accounts
363
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| SLOAN, GREGORY, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | Control |
| COPLIN, JAMES, CUNNINGHAM | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | D | Control |
| SLOAN, GREGORY, SCOTT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (5)
FL GA NC TN TX
Address
3700 CRESTWOOD PARKWAYSUITE LL20
DULUTH, GA 30096
United States
Phone: 678-672-1490