CLINTON INVESTMENT MANAGEMENT, LLC
CRD #143599 SEC #801-69342 STAMFORD, CT (203) 276-6246
SEC Registered
Total AUM
$3.5B
Discretionary
$3.5B
Employees
14
Clients
--
Accounts
1,846
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
- LEI
- 254900N4PHFJYDPF7S08
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BUCKLAN, LANE, STEVEN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| Lupinacci, Claudia, Lina | I | CCO | NA | |
| Lupinacci, Claudia, Lina | I | CCO | NA | |
| Lupinacci, Claudia, Lina | I | CCO | NA | |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| STEFFEN, MARK, WALTER | I | CCO | NA | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
| CLINTON, ANDREW, IRA | I | CEO | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (36)
AL AR AZ CA CO CT DE FL GA IL IN KY LA MA MD ME MI MN MO NC NE NH NJ NV NY OH OR PA RI SC TN TX UT VA VT WA
Address
333 LUDLOW STREETSOUTH TOWER, 8TH FLOOR
STAMFORD, CT 06902
United States
Phone: (203) 276-6246