INVESTMENT & FINANCIAL MANAGEMENT GROUP LLC
CRD #143632 SEC #801-67873 CUPERTINO, CA 408-646-6688
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LU, LING, QIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| LU, LING, QIAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LU, LING, QIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| LU, LING, QIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| LU, LING, QIAN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 23, 2007 REGISTERED
Notice Filings (1)
CA
Address
836 KIM STCUPERTINO, CA 95014
USA
Phone: 408-646-6688